4//SEC Filing
FROST GREGORY A 4
Accession 0001217486-07-000002
CIK 0001065865other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:33 PM ET
Size
19.7 KB
Accession
0001217486-07-000002
Insider Transaction Report
Form 4
FROST GREGORY A
EVP, Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2006-12-29$21.65/sh−339$7,339→ 27,134 total - Sale
Common Stock
2006-12-29$21.60/sh−108$2,333→ 27,026 total
Holdings
- 20,031
Option (Right to Buy) and LSAR
Exercise: $16.24Exp: 2014-02-03→ Common Stock (20,031 underlying) - 10,326
Stock Option (Right to Buy)
Exercise: $21.57Exp: 2013-02-12→ Common Stock (10,326 underlying) - 200
Option (Right to Buy) and LSAR
Exercise: $21.31From: 2000-07-12Exp: 2009-01-25→ Common Stock (200 underlying) - 13,762
Stock Option (Right to Buy)
Exercise: $14.39Exp: 2015-02-03→ Common Stock (13,762 underlying) - 2,225
Option (Right to Buy) and LSAR
Exercise: $14.37Exp: 2013-05-07→ Common Stock (2,225 underlying) - 2,000
Option (Right to Buy) and LSAR
Exercise: $13.76From: 2000-07-12Exp: 2008-01-27→ Common Stock (2,000 underlying) - 8,757
Option (Right to Buy) and LSAR
Exercise: $14.37Exp: 2013-05-07→ Common Stock (8,757 underlying) - 2,111
Option (Right to Buy) and LSAR
Exercise: $25.71Exp: 2012-01-27→ Common Stock (2,111 underlying) - 3,209.3(indirect: Held by ESOP)
Common Stock
Footnotes (8)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
- [F2]The option award vests annually in four equal installments (within one share) beginning on February 1, 2007.
- [F3]The option award vests annually in four equal installments (within one share) beginning on February 1, 2006.
- [F4]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a Change-of-Control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.
- [F5]The option award vests annually in three equal installments (within one share) beginning on December 31, 2004.
- [F6]The option award vests annually in three equal installments beginning on May 8, 2004.
- [F7]The option award vests annually in five equal installments beginning on May 8, 2004.
- [F8]The option award vests annually in five equal installments (within one share) beginning on January 28, 2003.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeother
Related Parties
1- filerCIK 0001217486
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 5:33 PM ET
- Size
- 19.7 KB