4//SEC Filing
JANUS CAPITAL GROUP INC 4
Accession 0001217486-07-000011
CIK 0001065865operating
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 5:48 PM ET
Size
21.1 KB
Accession
0001217486-07-000011
Insider Transaction Report
Form 4
FROST GREGORY A
EVP, Chief Financial Officer
Transactions
- Sale
Common Stock
2007-08-15$26.76/sh−6,000$160,560→ 28,319 total - Gift
Common Stock
2007-08-15−1,000→ 27,319 total
Holdings
- 2,000
Stock Option (Right to Buy) and LSAR
Exercise: $13.76From: 2000-07-12Exp: 2008-01-27→ Common Stock (2,000 underlying) - 8,661
Stock Option (Right to Buy)
Exercise: $21.01Exp: 2014-02-01→ Common Stock (8,661 underlying) - 2,225
Stock Option (Right to Buy) and LSAR
Exercise: $14.37Exp: 2013-05-07→ Common Stock (2,225 underlying) - 2,111
Stock Option (Right to Buy) and LSAR
Exercise: $25.71From: 2007-01-29Exp: 2012-01-27→ Common Stock (2,111 underlying) - 3,554.59(indirect: Held by ESOP)
Common Stock
- 10,326
Stock Option (Right to Buy)
Exercise: $21.57Exp: 2013-02-12→ Common Stock (10,326 underlying) - 13,762
Stock Option (Right to Buy)
Exercise: $14.39Exp: 2015-02-03→ Common Stock (13,762 underlying) - 20,031
Stock Option (Right to Buy) and LSAR
Exercise: $16.24From: 2007-01-01Exp: 2014-02-03→ Common Stock (20,031 underlying) - 8,757
Stock Option (Right to Buy) and LSAR
Exercise: $14.37From: 2006-05-09Exp: 2013-05-07→ Common Stock (8,757 underlying) - 200
Stock Option (Right to Buy) and LSAR
Exercise: $21.31From: 2000-07-12Exp: 2009-01-25→ Common Stock (200 underlying)
Footnotes (7)
- [F1]The sale reported was effected pursuant to a Rule 10b5-1 trading policy adopted by the reporting person in March 2006.
- [F2]This transaction was a charitable contribution by the reporting person.
- [F3]The option award vests annually in four equal installments (within one share) beginning on February 1, 2008, subject to acceleration if certain performance criteria are met.
- [F4]The option award vests annually in four equal installments (within one share) beginning on February 1, 2007, subject to acceleration if certain performance criteria are met.
- [F5]The option award vests annually in four equal installments (within one share) beginning on February 1, 2006, subject to acceleration if certain performance criteria are met.
- [F6]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a Change-of-Control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.
- [F7]The option award vests annually in five equal installments beginning on May 8, 2004.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001065865
Filing Metadata
- Form type
- 4
- Filed
- Aug 15, 8:00 PM ET
- Accepted
- Aug 16, 5:48 PM ET
- Size
- 21.1 KB