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4//SEC Filing

FROST GREGORY A 4

Accession 0001217486-09-000002

CIK 0001065865other
View on SEC.govCompany Profile

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 9:17 PM ET

Size

20.1 KB

Accession

0001217486-09-000002

Insider Transaction Report

Form 4
Period: 2009-01-30
JANUS CAPITAL GROUP INCJNS
FROST GREGORY A
EVP, Chief Financial Officer
Transactions
  • Award

    Stock Option (Right to Buy)

    2009-01-30−47,199→ 47,199 total
    Exercise: $5.32Exp: 2016-01-30→ Common Stock (47,199 underlying)
  • Award

    Common Stock

    2009-01-30+21,382→ 51,407 total
Holdings

  • Stock Option (Right to Buy)

    Exercise: $21.01Exp: 2014-02-01→ Common Stock (8,661 underlying)
    8,661

  • Stock Option (Right to Buy)

    Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (10,326 underlying)
    10,326

  • Common Stock

    (indirect: Held by ESOP)
    3,907.15

  • Stock Option (Right to Buy)

    Exercise: $27.54Exp: 2015-01-31→ Common Stock (11,478 underlying)
    11,478

  • Stock Option (Right to Buy) and LSAR

    Exercise: $25.71From: 2007-01-29Exp: 2012-01-27→ Common Stock (2,111 underlying)
    2,111

  • Stock Option (Right to Buy) and LSAR

    Exercise: $14.37From: 2006-05-09Exp: 2013-05-07→ Common Stock (8,757 underlying)
    8,757

  • Stock Option (Right to Buy) and LSAR

    Exercise: $14.37Exp: 2013-05-07→ Common Stock (2,225 underlying)
    2,225

  • Stock Option (Right to Buy)

    Exercise: $14.39From: 2008-02-02Exp: 2015-02-03→ Common Stock (13,762 underlying)
    13,762

  • Stock Option (Right to Buy) and LSAR

    Exercise: $16.24From: 2007-01-01Exp: 2014-02-03→ Common Stock (20,031 underlying)
    20,031
Footnotes (6)
  • [F1]Includes shares contributed by issuer to reporting person under the Employee Stock Ownership Plan ("ESOP") and reflects the total number of shares held in the ESOP as of February 3, 2009.
  • [F2]The option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
  • [F3]This option award vests annually in three equal installments beginning on February 1, 2009.
  • [F4]The option award vests annually in four equal installments (within one share) beginning on February 1, 2008, subject to acceleration if certain performance criteria are met.
  • [F5]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a Change-of-Control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.
  • [F6]The option award vests annually in five equal installments beginning on May 8, 2004.

Documents

1 file

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

→
Entity typeother

Related Parties

1
  • filerCIK 0001217486

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 9:17 PM ET
Size
20.1 KB
View on SEC.gov