FROST GREGORY A 4

4 · JANUS CAPITAL GROUP INC · Filed Feb 9, 2010

Form 4

Period: 2010-02-05

EVP, Chief Financial Officer

Transactions

Award
Common Stock
2010-02-05+8,497→ 53,733 total
Award
Stock Option (Right to Buy)
2010-02-05+15,641→ 15,641 total
Exercise: $11.78Exp: 2017-02-05→ Common Stock (15,641 underlying)

Holdings

Stock Option (Right to Buy) and LSAR
Exercise: $14.37From: 2006-05-09Exp: 2013-05-07→ Common Stock (8,757 underlying)
8,757
Stock Option (Right to Buy)
Exercise: $5.32Exp: 2016-01-30→ Common Stock (47,199 underlying)
47,199
Stock Option (Right to Buy)
Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (10,326 underlying)
10,326
Stock Option (Right to Buy) and LSAR
Exercise: $16.24From: 2007-01-01Exp: 2014-02-03→ Common Stock (20,031 underlying)
20,031
Stock Option (Right to Buy) and LSAR
Exercise: $14.37From: 2008-05-08Exp: 2013-05-07→ Common Stock (2,225 underlying)
2,225
Stock Option (Right to Buy)
Exercise: $27.54Exp: 2015-01-31→ Common Stock (11,478 underlying)
11,478
Stock Option (Right to Buy)
Exercise: $14.39From: 2008-02-02Exp: 2015-02-03→ Common Stock (13,762 underlying)
13,762
Stock Option (Right to Buy) and LSAR
Exercise: $25.71From: 2007-01-29Exp: 2012-01-27→ Common Stock (2,111 underlying)
2,111
Common Stock
(indirect: Held by ESOP)
5,074.91
Stock Option (Right to Buy)
Exercise: $21.01Exp: 2014-02-01→ Common Stock (8,661 underlying)
8,661

Footnotes (5)

[F1]The option award vests annually in four equal installments (within one share) beginning on February 1, 2011.
[F2]The option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
[F3]This option award vests annually in three equal installments beginning on February 1, 2009.
[F4]The option award vests annually in four equal installments (within one share) beginning on February 1, 2008, subject to acceleration if certain performance criteria are met.
[F5]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change of control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.

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