4//SEC Filing
HAYES HELEN Y 4
Accession 0001217487-04-000002
CIK 0001065865other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 9:28 PM ET
Size
10.9 KB
Accession
0001217487-04-000002
Insider Transaction Report
Form 4
HAYES HELEN Y
Director
Transactions
- Sale
Common Stock
2003-12-31$16.40/sh−7,973$130,757→ 895,435 total - Tax Payment
Common Stock
2003-12-31$16.39/sh−24,778$406,111→ 870,657 total
Holdings
- 43,601.9(indirect: Held by ESOP)
Common Stock
- 26,593
Option (Right to Buy) and LSAR
Exercise: $25.71Exp: 2012-01-27→ Common Stock (26,593 underlying)
Footnotes (5)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 12, 2003 to cover tax liabilities arising from vesting events.
- [F2]Includes shares acquired under the Janus Capital Group Inc. Dividend Reinvestment Plan.
- [F3]Reflects number of shares held in Employee Stock Ownership Plan as of March 10, 2003.
- [F4]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the Company which has not been approved by certain members of the Company's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
- [F5]The option award vests annually in five installments beginning on January 28, 2003; the first three vesting events will be 5,319 options per vesting event, and the last two vesting events will be 5,318 options per vesting event.
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeother
Related Parties
1- filerCIK 0001217487
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 9:28 PM ET
- Size
- 10.9 KB