JANUS CAPITAL GROUP INC·4/A

Jan 2, 8:50 PM ET

HUDNER TIMOTHY R 4/A

4/A · JANUS CAPITAL GROUP INC · Filed Jan 2, 2004

Insider Transaction Report

Form 4/AAmended
Period: 2003-05-08
HUDNER TIMOTHY R
SVP of Operations and Tech
Transactions
  • Award

    Option (Right to Buy) and LSAR

    2003-05-08+43,85943,859 total
    Exercise: $14.37Exp: 2013-05-07Common Stock (43,859 underlying)
Footnotes (4)
  • [F1]Transaction previously reported. Amendment to report the correct exercise price.
  • [F2]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the Company which has not been approved by certain members of the Company's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
  • [F3]The option award vests annually in five installments beginning on May 8, 2004; the first four vesting events will be 8,772 options per vesting event, and the last vesting event will be 8,771 options.
  • [F4]There is no price for this derivative security.

Documents

2 files