4//SEC Filing
HUDNER TIMOTHY R 4
Accession 0001217488-04-000004
CIK 0001065865other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 9:32 PM ET
Size
8.5 KB
Accession
0001217488-04-000004
Insider Transaction Report
Form 4
HUDNER TIMOTHY R
SVP of Operations and Tech
Transactions
- Sale
Common Stock
2003-12-31$16.40/sh−424$6,954→ 225,485 total - Tax Payment
Common Stock
2003-12-31$16.39/sh−1,316$21,569→ 224,169 total
Holdings
- 8,204
Option (Right to Buy) and LSAR
Exercise: $25.71Exp: 2012-01-27→ Common Stock (8,204 underlying) - 43,859
Option (Right to Buy) and LSAR
Exercise: $14.37Exp: 2013-05-07→ Common Stock (43,859 underlying) - 4,018.05(indirect: Held by ESOP)
Common Stock
Footnotes (5)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 12, 2003 to cover tax liabilities arising from vesting events.
- [F2]Reflects number of shares held in Employee Stock Ownership Plan as of March 10, 2003.
- [F3]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the Company which has not been approved by certain members of the Company's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
- [F4]The option award vests annually in five installments beginning on May 8, 2004; the first four vesting events will be 8,772 options per vesting event, and the last vesting event will be 8,771 options.
- [F5]The option award vests annually in five installments beginning on January 28, 2003; the first four vesting events will be 1,641 options per vesting event, and the last vesting event will be 1,640 options.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeother
Related Parties
1- filerCIK 0001217488
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 9:32 PM ET
- Size
- 8.5 KB