LUOMA MATTHEW R 4/A

4/A · JANUS CAPITAL GROUP INC · Filed Jan 2, 2004

Form 4/AAmended

Period: 2003-05-08

Vice President of Taxation

Transactions

Award
Option (Right to Buy) and LSAR
2003-05-08+38,757→ 38,757 total
Exercise: $14.37Exp: 2013-05-07→ Common Stock (38,757 underlying)
Award
Option (Right to Buy) and LSAR
2003-05-08+3,396→ 3,396 total
Exercise: $14.37Exp: 2013-05-07→ Common Stock (3,396 underlying)

Footnotes (5)

[F1]Transaction previously reported. Amendment to report the correct exercise price.
[F2]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the Company which has not been approved by certain members of the Company's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
[F3]The option award vests annually in three equal installments beginning on May 8, 2004.
[F4]The option award vests annually in five installments beginning on May 8, 2004; the first vesting event will be 680 options, and the last four vesting events will be 679 options per vesting event.
[F5]There is no price for this derivative security.

Documents

2 files