4/A//SEC Filing
LUOMA MATTHEW R 4/A
Accession 0001217489-04-000002
CIK 0001065865other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 9:01 PM ET
Size
10.3 KB
Accession
0001217489-04-000002
Insider Transaction Report
Form 4/AAmended
LUOMA MATTHEW R
Vice President of Taxation
Transactions
- Award
Option (Right to Buy) and LSAR
2003-05-08+38,757→ 38,757 totalExercise: $14.37Exp: 2013-05-07→ Common Stock (38,757 underlying) - Award
Option (Right to Buy) and LSAR
2003-05-08+3,396→ 3,396 totalExercise: $14.37Exp: 2013-05-07→ Common Stock (3,396 underlying)
Footnotes (5)
- [F1]Transaction previously reported. Amendment to report the correct exercise price.
- [F2]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the Company which has not been approved by certain members of the Company's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
- [F3]The option award vests annually in three equal installments beginning on May 8, 2004.
- [F4]The option award vests annually in five installments beginning on May 8, 2004; the first vesting event will be 680 options, and the last four vesting events will be 679 options per vesting event.
- [F5]There is no price for this derivative security.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeother
Related Parties
1- filerCIK 0001217489
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 9:01 PM ET
- Size
- 10.3 KB