Earnings Feed
Start Free
Home/Filings/4/0001217489-05-000004
4//SEC Filing

JANUS CAPITAL GROUP INC 4

Accession 0001217489-05-000004

CIK 0001065865operating
View on SEC.govCompany Profile

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 6:34 PM ET

Size

14.9 KB

Accession

0001217489-05-000004

Insider Transaction Report

Form 4
Period: 2005-02-04
JANUS CAPITAL GROUP INCJNS
LUOMA MATTHEW R
Vice President of Taxation
Transactions
  • Award

    Common Stock

    2005-02-04+4,281→ 32,393 total
  • Award

    Stock Option (Right to Buy) and LSAR

    2005-02-04+11,303→ 11,303 total
    Exercise: $14.39Exp: 2015-02-03→ Common Stock (11,303 underlying)
Holdings

  • Stock Option (Right to Buy) and LSAR

    Exercise: $16.24Exp: 2014-02-03→ Common Stock (26,277 underlying)
    26,277

  • Common Stock

    (indirect: Held by ESOP)
    22,035.17

  • Stock Option (Right to Buy) and LSAR

    Exercise: $14.37Exp: 2013-05-07→ Common Stock (3,396 underlying)
    3,396

  • Stock Option (Right to Buy) and LSAR

    Exercise: $14.37Exp: 2013-05-07→ Common Stock (38,757 underlying)
    38,757

  • Stock Option (Right to Buy) and LSAR

    Exercise: $25.71Exp: 2012-01-27→ Common Stock (2,390 underlying)
    2,390
Footnotes (7)
  • [F1]Reflects total number of shares held in the Employee Stock Ownership Plan ("ESOP") as of December 31, 2004.
  • [F2]Subject to compliance with Section 409A of the Internal Revenue Code, Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
  • [F3]The option vests annually in four approximately equal installments (within one share) beginning on February 1, 2006.
  • [F4]The option award vests annually in three equal installments beginning on December 31, 2004.
  • [F5]The option award vests annually in three equal installments beginning on May 8, 2004.
  • [F6]The option award vests annually in five installments beginning on May 8, 2004; the first vesting event will be 680, and the last four vesting events will be 679 per vesting event.
  • [F7]The option award vests annually in five equal installments beginning on January 28, 2003.

Documents

1 file

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001065865

Filing Metadata

Form type
4
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 6:34 PM ET
Size
14.9 KB
View on SEC.gov