JANUS CAPITAL GROUP INC 4

4 · JANUS CAPITAL GROUP INC · Filed Feb 8, 2005

Form 4

Period: 2005-02-04

Vice President of Taxation

Transactions

Award
Common Stock
2005-02-04+4,281→ 32,393 total
Award
Stock Option (Right to Buy) and LSAR
2005-02-04+11,303→ 11,303 total
Exercise: $14.39Exp: 2015-02-03→ Common Stock (11,303 underlying)

Holdings

Stock Option (Right to Buy) and LSAR
Exercise: $16.24Exp: 2014-02-03→ Common Stock (26,277 underlying)
26,277
Common Stock
(indirect: Held by ESOP)
22,035.17
Stock Option (Right to Buy) and LSAR
Exercise: $14.37Exp: 2013-05-07→ Common Stock (3,396 underlying)
3,396
Stock Option (Right to Buy) and LSAR
Exercise: $14.37Exp: 2013-05-07→ Common Stock (38,757 underlying)
38,757
Stock Option (Right to Buy) and LSAR
Exercise: $25.71Exp: 2012-01-27→ Common Stock (2,390 underlying)
2,390

Footnotes (7)

[F1]Reflects total number of shares held in the Employee Stock Ownership Plan ("ESOP") as of December 31, 2004.
[F2]Subject to compliance with Section 409A of the Internal Revenue Code, Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
[F3]The option vests annually in four approximately equal installments (within one share) beginning on February 1, 2006.
[F4]The option award vests annually in three equal installments beginning on December 31, 2004.
[F5]The option award vests annually in three equal installments beginning on May 8, 2004.
[F6]The option award vests annually in five installments beginning on May 8, 2004; the first vesting event will be 680, and the last four vesting events will be 679 per vesting event.
[F7]The option award vests annually in five equal installments beginning on January 28, 2003.

Documents

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