4/A//SEC Filing
SODERBERG LARS O 4/A
Accession 0001217494-04-000002
CIK 0001065865other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 9:02 PM ET
Size
8.9 KB
Accession
0001217494-04-000002
Insider Transaction Report
Form 4/AAmended
SODERBERG LARS O
EVP - Institutional Services
Transactions
- Award
Option (Right to Buy) and LSAR
2003-05-08+7,083→ 7,083 totalExercise: $14.37Exp: 2013-05-07→ Common Stock (7,083 underlying)
Footnotes (4)
- [F1]Transaction previously reported. Amendment to report the correct exercise price.
- [F2]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the Company which has not been approved by certain members of the Company's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
- [F3]The option award vests annually in five installments beginning on May 8, 2004; the first three vesting events will be 1,417 options per vesting event, and the last two vesting events will be 1,416 options per vesting event.
- [F4]There is no price for this derivative security.
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeother
Related Parties
1- filerCIK 0001217494
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 9:02 PM ET
- Size
- 8.9 KB