WHISTON MARK B 4/A
4/A · JANUS CAPITAL GROUP INC · Filed Jan 2, 2004
Insider Transaction Report
Form 4/AAmended
WHISTON MARK B
DirectorCEO, Vice Chairman of Board
Transactions
- Award
Option (Right to Buy) and LSAR
2003-05-08+32,255→ 32,255 totalExercise: $14.37Exp: 2013-05-07→ Common Stock (32,255 underlying)
Footnotes (4)
- [F1]Transaction previously reported. Amendment to report the correct exercise price.
- [F2]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the Company which has not been approved by certain members of the Company's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
- [F3]The option award vests annually in five equal installments beginning on May 8, 2004.
- [F4]There is no price for this derivative security.