Home/Filings/4/A/0001217498-04-000002
4/A//SEC Filing

WHISTON MARK B 4/A

Accession 0001217498-04-000002

CIK 0001065865other

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 9:04 PM ET

Size

8.8 KB

Accession

0001217498-04-000002

Insider Transaction Report

Form 4/AAmended
Period: 2003-05-08
WHISTON MARK B
DirectorCEO, Vice Chairman of Board
Transactions
  • Award

    Option (Right to Buy) and LSAR

    2003-05-08+32,25532,255 total
    Exercise: $14.37Exp: 2013-05-07Common Stock (32,255 underlying)
Footnotes (4)
  • [F1]Transaction previously reported. Amendment to report the correct exercise price.
  • [F2]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the Company which has not been approved by certain members of the Company's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
  • [F3]The option award vests annually in five equal installments beginning on May 8, 2004.
  • [F4]There is no price for this derivative security.

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

Entity typeother

Related Parties

1
  • filerCIK 0001217498

Filing Metadata

Form type
4/A
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 9:04 PM ET
Size
8.8 KB