4//SEC Filing
WHISTON MARK B 4
Accession 0001217498-04-000007
CIK 0001065865other
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 5:21 PM ET
Size
9.5 KB
Accession
0001217498-04-000007
Insider Transaction Report
Form 4
WHISTON MARK B
DirectorCEO, Vice Chairman of Board
Transactions
- Award
Common Stock
2003-12-18+171,116→ 466,783 total - Award
Common Stock
2003-12-18+68,447→ 295,667 total
Holdings
- 200
Option (Right to Buy) and LSAR
Exercise: $21.31From: 2000-07-12Exp: 2009-01-25→ Common Stock (200 underlying) - 40,370.02(indirect: Held by ESOP)
Common Stock
- 21,940
Option (Right to Buy) and LSAR
Exercise: $25.71Exp: 2012-01-27→ Common Stock (21,940 underlying) - 32,255
Option (Right to Buy) and LSAR
Exercise: $14.37Exp: 2013-05-07→ Common Stock (32,255 underlying)
Footnotes (7)
- [F1]The reported award entitles the reporting person to receive a grant of 171,116 shares of common stock as soon as practicable after December 31, 2004, subject to his continued employment and certain other requirements.
- [F2]There is no price for this security.
- [F3]The reported award entitles the reporting person to receive a grant of 68,447 shares of common stock as soon as practicable after June 30, 2005, subject to his continued employment and certain other requirements.
- [F4]Includes 96.76 shares contributed by issuer to reporting person in the second half of 2003 under the Employee Stock Ownership Plan (ESOP) and reflects total number of shares held in the ESOP as of December 31, 2003.
- [F5]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the Company which has not been approved by certain members of the Company's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
- [F6]The option award vests annually in five equal installments beginning on May 8, 2004.
- [F7]The option award vests annually in five equal installments beginning on January 28, 2003.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeother
Related Parties
1- filerCIK 0001217498
Filing Metadata
- Form type
- 4
- Filed
- Jan 15, 7:00 PM ET
- Accepted
- Jan 16, 5:21 PM ET
- Size
- 9.5 KB