4//SEC Filing
AXS ONE INC 4
Accession 0001217706-08-000006
CIK 0000947427operating
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 4:04 PM ET
Size
8.0 KB
Accession
0001217706-08-000006
Insider Transaction Report
Form 4
AXS ONE INCAXSO.OB
RUGANI PHILIP L
Executive VP-Field Operations
Transactions
- Purchase
Common Stock Warrant
2008-10-30+450,000→ 450,000 totalExercise: $0.01From: 2008-10-30Exp: 2015-10-30→ Common Stock (450,000 underlying) - Purchase
Series E 6% Convertible Promissory Note
2008-10-30$150000.00/shExercise: $1.00From: 2008-10-30Exp: 2009-05-29→ Common Stock (150,000 underlying)
Footnotes (2)
- [F1]These warrants were issued as additional consideration for the purchase of the Series E 6% Convertible Promissory Note.
- [F2]This number does not include interest on the note which may be converted into shares of common stock as well.
Documents
Issuer
AXS ONE INC
CIK 0000947427
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000947427
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 7:00 PM ET
- Accepted
- Nov 3, 4:04 PM ET
- Size
- 8.0 KB