AXS ONE INC 4
4 · AXS ONE INC · Filed Nov 3, 2008
Insider Transaction Report
Form 4
AXS ONE INCAXSO.OB
RUGANI PHILIP L
Executive VP-Field Operations
Transactions
- Purchase
Common Stock Warrant
2008-10-30+450,000→ 450,000 totalExercise: $0.01From: 2008-10-30Exp: 2015-10-30→ Common Stock (450,000 underlying) - Purchase
Series E 6% Convertible Promissory Note
2008-10-30$150000.00/shExercise: $1.00From: 2008-10-30Exp: 2009-05-29→ Common Stock (150,000 underlying)
Footnotes (2)
- [F1]These warrants were issued as additional consideration for the purchase of the Series E 6% Convertible Promissory Note.
- [F2]This number does not include interest on the note which may be converted into shares of common stock as well.