4//SEC Filing
ROWLAND LANDON H 4
Accession 0001217986-09-000005
CIK 0001065865other
Filed
Jun 1, 8:00 PM ET
Accepted
Jun 2, 6:49 PM ET
Size
19.5 KB
Accession
0001217986-09-000005
Insider Transaction Report
Form 4
ROWLAND LANDON H
Director
Transactions
- Award
Common Stock
2009-05-29+88→ 21,708 total
Holdings
- 787,871
Common Stock
- 212,000
Option (Right to Buy) and LSAR
From: 2003-01-01Exp: 2012-07-17→ Common Stock (212,000 underlying) - 2,015(indirect: By Spouse)
Common Stock
- 6,959(indirect: By Trust)
Common Stock
- 33,245
Option (Right to Buy) and LSAR
Exercise: $34.28From: 2001-05-05Exp: 2010-05-04→ Common Stock (33,245 underlying) - 13,106
Option (Right to Buy) and LSAR
Exercise: $13.15From: 2002-12-11Exp: 2012-12-10→ Common Stock (13,106 underlying) - 320,000(indirect: By Preservation Farms I, LLLP)
Common Stock
- 115,410(indirect: By Trust)
Common Stock
- 4,648
Option (Right to Buy) and LSAR
Exercise: $39.77From: 2000-07-13Exp: 2010-02-28→ Common Stock (4,648 underlying) - 443,957
Option (Right to Buy) and LSAR
Exercise: $34.28From: 2003-01-01Exp: 2010-05-04→ Common Stock (443,957 underlying) - 4,335
Option (Right to Buy) and LSAR
Exercise: $42.34From: 2001-01-29Exp: 2011-01-28→ Common Stock (4,335 underlying) - 6,866
Option (Right to Buy) and LSAR
Exercise: $25.71From: 2002-01-28Exp: 2012-01-27→ Common Stock (6,866 underlying)
Footnotes (5)
- [F1]Restricted stock units acquired pursuant to a dividend reinvestment feature under the Director Deferred Fee Plan.
- [F2]Restricted stock units are payable in common stock upon the reporting person's termination of service as a director. Each restricted stock unit represents one share of common stock upon distribution.
- [F3]Subject to compliance with Section 409A of the Internal Revenue Code, Limited Stock Appreciation Rights ("LSAR") are granted in tandem with stock options. LSARs are automatically exercisable (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
- [F4]Substitute options awarded in connection with the spin-off of Janus Capital Group Inc. (formerly Stilwell Financial Inc.) from Kansas City Southern Industries, Inc.
- [F5]Exercise price is $19.36 for 56,000 options, $21.59 for 56,000 options, $17.12 for 56,000 options and $14.89 for 44,000 options.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeother
Related Parties
1- filerCIK 0001217986
Filing Metadata
- Form type
- 4
- Filed
- Jun 1, 8:00 PM ET
- Accepted
- Jun 2, 6:49 PM ET
- Size
- 19.5 KB