4//SEC Filing
ROWLAND LANDON H 4
Accession 0001217986-10-000002
CIK 0001065865other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 5:19 PM ET
Size
18.5 KB
Accession
0001217986-10-000002
Insider Transaction Report
Form 4
ROWLAND LANDON H
Director
Transactions
- Sale
Common Stock
2010-03-17$14.31/sh−20,000$286,200→ 300,000 total(indirect: By Preservation Investment Partners LP)
Holdings
- 21,708
Common Stock
- 115,410(indirect: By Trust)
Common Stock
- 13,106
Option (Right to Buy) and LSAR
Exercise: $13.15From: 2002-12-11Exp: 2012-12-10→ Common Stock (13,106 underlying) - 6,959(indirect: By Trust)
Common Stock
- 2,015(indirect: By Spouse)
Common Stock
- 787,871
Common Stock
- 443,957
Option (Right to Buy) and LSAR
Exercise: $34.28From: 2003-01-01Exp: 2010-05-04→ Common Stock (443,957 underlying) - 4,335
Option (Right to Buy) and LSAR
Exercise: $42.34From: 2001-01-29Exp: 2011-01-28→ Common Stock (4,335 underlying) - 6,866
Option (Right to Buy) and LSAR
Exercise: $25.71From: 2002-01-28Exp: 2012-01-27→ Common Stock (6,866 underlying) - 212,000
Option (Right to Buy) and LSAR
From: 2003-01-01Exp: 2012-07-17→ Common Stock (212,000 underlying) - 33,245
Option (Right to Buy) and LSAR
Exercise: $34.28From: 2001-05-05Exp: 2010-05-04→ Common Stock (33,245 underlying)
Footnotes (6)
- [F1]Shares were sold in the following manner: 100 at $14.15; 200 at $14.17; 200 at $14.18; 200 at $14.20; 200 at $14.22; 100 at $14.23; 400 at $14.24; 900 at $14.25; 1,100 at $14.26; 1,200 at $14.27; 1,000 at $14.28; 800 at $14.29; 1,400 at $14.30; 2,300 at $14.31; 2,500 at $14.32; 1,600 at $14.33; 1,600 at $14.34; 1,898 at $14.35; 600 at $14.36; 800 at $14.37; 502 at $14.38 and 400 at $14.39.
- [F2]Formerly known as Preservation Farms I, LLLP
- [F3]Restricted stock units are payable in common stock upon the reporting person's termination of service as a director. Each restricted stock unit represents one share of common stock upon distribution.
- [F4]Subject to compliance with Section 409A of the Internal Revenue Code, Limited Stock Appreciation Rights ("LSAR") are granted in tandem with stock options. LSARs are automatically exercisable (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
- [F5]Substitute options awarded in connection with the spin-off of Janus Capital Group Inc. (formerly Stilwell Financial Inc.) from Kansas City Southern Industries, Inc.
- [F6]Exercise price is $19.36 for 56,000 options, $21.59 for 56,000 options, $17.12 for 56,000 options and $14.89 for 44,000 options.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeother
Related Parties
1- filerCIK 0001217986
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 5:19 PM ET
- Size
- 18.5 KB