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4//SEC Filing

ROWLAND LANDON H 4

Accession 0001217986-10-000008

CIK 0001065865other
View on SEC.govCompany Profile

Filed

May 31, 8:00 PM ET

Accepted

Jun 1, 6:15 PM ET

Size

15.1 KB

Accession

0001217986-10-000008

Insider Transaction Report

Form 4
Period: 2010-05-28
JANUS CAPITAL GROUP INCJNS
ROWLAND LANDON H
Director
Transactions
  • Award

    Common Stock

    2010-05-28+103→ 27,379 total
Holdings

  • Common Stock

    787,871

  • Common Stock

    (indirect: By Trust)
    6,959

  • Common Stock

    (indirect: By Preservation Investment Partners LP)
    260,000

  • Option (Right to Buy) and LSAR

    Exercise: $25.71From: 2002-01-28Exp: 2012-01-27→ Common Stock (6,866 underlying)
    6,866

  • Option (Right to Buy) and LSAR

    Exercise: $42.34From: 2001-01-29Exp: 2011-01-28→ Common Stock (4,335 underlying)
    4,335

  • Common Stock

    (indirect: By Spouse)
    2,015

  • Option (Right to Buy) and LSAR

    Exercise: $13.15From: 2002-12-11Exp: 2012-12-10→ Common Stock (13,106 underlying)
    13,106

  • Common Stock

    (indirect: By Trust)
    115,410

  • Option (Right to Buy) and LSAR

    From: 2003-01-01Exp: 2012-07-17→ Common Stock (212,000 underlying)
    212,000
Footnotes (4)
  • [F1]Restricted stock units acquired pursuant to a dividend reinvestment feature under the Director Deferred Fee Plan.
  • [F2]Restricted stock units are payable in common stock upon the reporting person's termination of service as a director. Each restricted stock unit represents one share of common stock upon distribution.
  • [F3]Subject to compliance with Section 409A of the Internal Revenue Code, Limited Stock Appreciation Rights ("LSAR") are granted in tandem with stock options. LSARs are automatically exercisable (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
  • [F4]Exercise price is $19.36 for 56,000 options, $21.59 for 56,000 options, $17.12 for 56,000 options and $14.89 for 44,000 options.

Documents

1 file

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

→
Entity typeother

Related Parties

1
  • filerCIK 0001217986

Filing Metadata

Form type
4
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 6:15 PM ET
Size
15.1 KB
View on SEC.gov