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4//SEC Filing

OPPENHEIMER HOLDINGS INC 4

Accession 0001218024-17-000002

$OPYCIK 0000791963operating

View on SEC.gov Company Profile

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 10:07 AM ET

Size

7.9 KB

Accession

0001218024-17-000002

Insider Transaction Report

Form 4

Period: 2017-02-10

OPPENHEIMER HOLDINGS INCOPY

ROBERTS ELAINE K

DirectorPresident and Treasurer

Transactions

Other
Class A non-voting common stock
2017-02-10+1,610→ 1,610 total
Other
Restricted Class A non-voting common stock
2017-02-10−1,610→ 12,747 total
→ Class A non-voting common stock (1,610 underlying)

Holdings

Class A non-voting common stock
(indirect: E.K.Roberts Holdco Inc.)
207,465

Footnotes (2)

[F1]The transaction describes the partial vesting of restricted stock awards granted on 1/27/2011.
[F2]E. K. Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

OPPENHEIMER HOLDINGS INC

CIK 0000791963

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000791963

Filing Metadata

Form type: 4
Filed: Feb 12, 7:00 PM ET
Accepted: Feb 13, 10:07 AM ET
Size: 7.9 KB

View on SEC.gov