OPPENHEIMER HOLDINGS INC 4
4 · OPPENHEIMER HOLDINGS INC · Filed Feb 13, 2017
Insider Transaction Report
Form 4
ROBERTS ELAINE K
DirectorPresident and Treasurer
Transactions
- Other
Class A non-voting common stock
2017-02-10+1,610→ 1,610 total - Other
Restricted Class A non-voting common stock
2017-02-10−1,610→ 12,747 total→ Class A non-voting common stock (1,610 underlying)
Holdings
- 207,465(indirect: E.K.Roberts Holdco Inc.)
Class A non-voting common stock
Footnotes (2)
- [F1]The transaction describes the partial vesting of restricted stock awards granted on 1/27/2011.
- [F2]E. K. Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.