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OPPENHEIMER HOLDINGS INC · Feb 23, 3:22 PM ET

OPPENHEIMER HOLDINGS INC 4

4 · OPPENHEIMER HOLDINGS INC · Filed Feb 23, 2017

Insider Transaction Report

Form 4
Period: 2017-02-22
OPPENHEIMER HOLDINGS INCOPY
ROBERTS ELAINE K
DirectorPresident and Treasurer
Transactions
  • Other

    Restricted Class A non-voting common stock

    2017-02-23+3,500→ 12,747 total
    → Class A non-voting common stock (3,500 underlying)
  • Other

    Restricted Class A non-voting common stock

    2017-02-22−3,500→ 9,247 total
    → Class A non-voting common stock (3,500 underlying)
  • Other

    Class A non-voting common stock

    2017-02-22+3,500→ 5,110 total
Holdings

  • Class A non-voting common stock

    (indirect: E.K.Roberts Holdco Inc.)
    207,465
Footnotes (3)
  • [F1]The transaction describes the partial vesting of restricted stock awards granted on 2/23/2012.
  • [F2]The transaction describes the award of Restricted Stock granted on 2/23/2017 which vests 25% on each of 8/22/2017, 8/22/2018, 8/22/2019 and 8/22/2020.
  • [F3]E. K. Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT