4//SEC Filing
OPPENHEIMER HOLDINGS INC 4
Accession 0001218024-17-000003
$OPYCIK 0000791963operating
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 3:22 PM ET
Size
10.2 KB
Accession
0001218024-17-000003
Insider Transaction Report
Form 4
ROBERTS ELAINE K
DirectorPresident and Treasurer
Transactions
- Other
Restricted Class A non-voting common stock
2017-02-23+3,500→ 12,747 total→ Class A non-voting common stock (3,500 underlying) - Other
Restricted Class A non-voting common stock
2017-02-22−3,500→ 9,247 total→ Class A non-voting common stock (3,500 underlying) - Other
Class A non-voting common stock
2017-02-22+3,500→ 5,110 total
Holdings
- 207,465(indirect: E.K.Roberts Holdco Inc.)
Class A non-voting common stock
Footnotes (3)
- [F1]The transaction describes the partial vesting of restricted stock awards granted on 2/23/2012.
- [F2]The transaction describes the award of Restricted Stock granted on 2/23/2017 which vests 25% on each of 8/22/2017, 8/22/2018, 8/22/2019 and 8/22/2020.
- [F3]E. K. Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.
Documents
Issuer
OPPENHEIMER HOLDINGS INC
CIK 0000791963
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000791963
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 3:22 PM ET
- Size
- 10.2 KB