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OPPENHEIMER HOLDINGS INC · Feb 27, 1:55 PM ET

OPPENHEIMER HOLDINGS INC 4

4 · OPPENHEIMER HOLDINGS INC · Filed Feb 27, 2017

Insider Transaction Report

Form 4
Period: 2017-02-24
OPPENHEIMER HOLDINGS INCOPY
ROBERTS ELAINE K
DirectorPresident and Treasurer
Transactions
  • Other

    Class A non-voting common stock

    2017-02-24+2,032→ 11,279 total
  • Other

    Restricted Class A non-voting common stock

    2017-02-24−2,032→ 10,715 total
    → Class A non-voting common stock (2,032 underlying)
Holdings

  • Class A non-voting common stock

    (indirect: E. K. Roberts Holdco Inc.)
    207,465
Footnotes (2)
  • [F1]The transaction describes the partial vesting of restricted stock awards granted on 2/25/2009.
  • [F2]E. K. Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT