OPPENHEIMER HOLDINGS INC 4
4 · OPPENHEIMER HOLDINGS INC · Filed Jul 5, 2017
Insider Transaction Report
Form 4
ROBERTS ELAINE K
DirectorPresident and Treasurer
Transactions
- Other
Restricted Class A non-voting common stock
2017-07-01−1,000→ 9,715 total→ Class A non-voting common stock (1,000 underlying) - Other
Class A non-voting common stock
2017-07-01+1,000→ 8,142 total
Holdings
- 120
Class B voting common stock
- 207,465(indirect: E.K.Roberts Holdco Inc.)
Class A non-voting common stock
Footnotes (2)
- [F1]The transaction describes the partial vesting of restricted stock awards granted on 1/2/2014 and 1/28/2015.
- [F2]E.K.Roberts Holdco Inc. is an Ontarioo corporation that is 100% owned by the Reporting Person.