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OPPENHEIMER HOLDINGS INC·4

Jul 28, 8:42 AM ET

ROBERTS ELAINE KELLS 4

4 · OPPENHEIMER HOLDINGS INC · Filed Jul 28, 2017

Insider Transaction Report

Form 4
Period: 2017-07-27
OPPENHEIMER HOLDINGS INCOPY
ROBERTS ELAINE K
DirectorPresident and Treasurer
Transactions
  • Other

    Class A non-voting common stock

    2017-07-27+1,000→ 9,142 total(indirect: E.K.Roberts Holdco Inc.)
  • Other

    Restricted Class A non-voting common stock

    2017-07-27−1,000→ 8,715 total
    → Class A non-voting common stock (1,000 underlying)
Holdings

  • Class A non-voting common stock

    207,465

  • Class B voting common stock

    120
Footnotes (2)
  • [F1]The transaction describes the partial vesting of restricted stock awards granted on 1/28/1016.
  • [F2]E.K.Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT