⌘K

Login Start Free

Home/Filings/4/0001218024-17-000009

4//SEC Filing

ROBERTS ELAINE KELLS 4

Accession 0001218024-17-000009

CIK 0000791963other

View on SEC.gov Company Profile

Filed

Aug 21, 8:00 PM ET

Accepted

Aug 22, 10:23 AM ET

Size

8.6 KB

Accession

0001218024-17-000009

Insider Transaction Report

Form 4

Period: 2017-08-22

OPPENHEIMER HOLDINGS INCOPY

ROBERTS ELAINE K

DirectorPresident and Treasurer

Transactions

Other
Class A non-voting common stock
2017-08-22+875→ 10,017 total
Other
Restricted Class A non-voting common stock
2017-08-22+875→ 7,840 total
→ Class A non-voting common stock (875 underlying)

Holdings

Class A non-voting common stock
(indirect: E.K.Roberts Holdco Inc.)
207,465
Class B voting common stock
120

Footnotes (2)

[F1]The transaction describes the partial vesting of a restricted stock award granted on 2/23/2017.
[F2]E.K.Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

OPPENHEIMER HOLDINGS INC

CIK 0000791963

Entity typeother

Related Parties

1

filerCIK 0001218024

Filing Metadata

Form type: 4
Filed: Aug 21, 8:00 PM ET
Accepted: Aug 22, 10:23 AM ET
Size: 8.6 KB

View on SEC.gov