ROBERTS ELAINE KELLS 4
4 · OPPENHEIMER HOLDINGS INC · Filed Aug 22, 2017
Insider Transaction Report
Form 4
ROBERTS ELAINE K
DirectorPresident and Treasurer
Transactions
- Other
Class A non-voting common stock
2017-08-22+875→ 10,017 total - Other
Restricted Class A non-voting common stock
2017-08-22+875→ 7,840 total→ Class A non-voting common stock (875 underlying)
Holdings
- 207,465(indirect: E.K.Roberts Holdco Inc.)
Class A non-voting common stock
- 120
Class B voting common stock
Footnotes (2)
- [F1]The transaction describes the partial vesting of a restricted stock award granted on 2/23/2017.
- [F2]E.K.Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.