OPPENHEIMER HOLDINGS INC·4

Aug 22, 10:23 AM ET

ROBERTS ELAINE KELLS 4

4 · OPPENHEIMER HOLDINGS INC · Filed Aug 22, 2017

Insider Transaction Report

Form 4
Period: 2017-08-22
ROBERTS ELAINE K
DirectorPresident and Treasurer
Transactions
  • Other

    Class A non-voting common stock

    2017-08-22+87510,017 total
  • Other

    Restricted Class A non-voting common stock

    2017-08-22+8757,840 total
    Class A non-voting common stock (875 underlying)
Holdings
  • Class A non-voting common stock

    (indirect: E.K.Roberts Holdco Inc.)
    207,465
  • Class B voting common stock

    120
Footnotes (2)
  • [F1]The transaction describes the partial vesting of a restricted stock award granted on 2/23/2017.
  • [F2]E.K.Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT