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4//SEC Filing

ROBERTS ELAINE KELLS 4

Accession 0001218024-18-000002

CIK 0000791963other

View on SEC.gov Company Profile

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 10:07 AM ET

Size

7.8 KB

Accession

0001218024-18-000002

Insider Transaction Report

Form 4

Period: 2018-03-01

OPPENHEIMER HOLDINGS INCOPY

ROBERTS ELAINE K

DirectorPresident and Treasurer

Transactions

Other
Restricted Class A non-voting common stock
2018-03-01+2,500→ 7,625 total
→ Class A non-voting common stock (2,500 underlying)

Holdings

Class A non-voting common stock
11,917
Class A non-voting common stock
(indirect: E.K.Roberts Holdco Inc.)
207,465
Class B voting common stock
120

Footnotes (2)

[F1]The transaction describes the award of Restricted Class A non voting common stock granted on 3/1/2018 which vests 25% on each of 9/1/2018, 9/1/2019, 9/1/2020, and 9/1/2021.
[F2]E.K.Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

OPPENHEIMER HOLDINGS INC

CIK 0000791963

Entity typeother

Related Parties

1

filerCIK 0001218024

Filing Metadata

Form type: 4
Filed: Mar 1, 7:00 PM ET
Accepted: Mar 2, 10:07 AM ET
Size: 7.8 KB

View on SEC.gov