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OPPENHEIMER HOLDINGS INC·4

Mar 2, 10:07 AM ET

ROBERTS ELAINE KELLS 4

4 · OPPENHEIMER HOLDINGS INC · Filed Mar 2, 2018

Insider Transaction Report

Form 4
Period: 2018-03-01
OPPENHEIMER HOLDINGS INCOPY
ROBERTS ELAINE K
DirectorPresident and Treasurer
Transactions
  • Other

    Restricted Class A non-voting common stock

    2018-03-01+2,500→ 7,625 total
    → Class A non-voting common stock (2,500 underlying)
Holdings

  • Class A non-voting common stock

    11,917

  • Class A non-voting common stock

    (indirect: E.K.Roberts Holdco Inc.)
    207,465

  • Class B voting common stock

    120
Footnotes (2)
  • [F1]The transaction describes the award of Restricted Class A non voting common stock granted on 3/1/2018 which vests 25% on each of 9/1/2018, 9/1/2019, 9/1/2020, and 9/1/2021.
  • [F2]E.K.Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT