4//SEC Filing
ROBERTS ELAINE KELLS 4
Accession 0001218024-18-000003
CIK 0000791963other
Filed
May 14, 8:00 PM ET
Accepted
May 15, 1:27 PM ET
Size
9.0 KB
Accession
0001218024-18-000003
Insider Transaction Report
Form 4
ROBERTS ELAINE K
DirectorPresident and Treasurer
Transactions
- Other
Class A non-voting common stock
2018-05-14+7,625→ 19,542 total - Other
Restricted Class A non-voting stock
2018-05-14−7,625→ 0 total→ Class A non-voting common stock (7,625 underlying)
Holdings
- 207,465(indirect: E.K.Roberts Holdco Inc.)
Class A non-voting common stock
- 120
Class B voting common stock
Footnotes (2)
- [F1]The transaction describes the vesting of 7,625 shares of Restricted Class A non-voting common stock granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan into shares of Class A non-voting common stock upon the expiration of the term of the Reporting Person as a director of the Issuer on May 14, 2018.
- [F2]E.K.Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.
Documents
Issuer
OPPENHEIMER HOLDINGS INC
CIK 0000791963
Entity typeother
Related Parties
1- filerCIK 0001218024
Filing Metadata
- Form type
- 4
- Filed
- May 14, 8:00 PM ET
- Accepted
- May 15, 1:27 PM ET
- Size
- 9.0 KB