ROBERTS ELAINE KELLS 4
4 · OPPENHEIMER HOLDINGS INC · Filed May 15, 2018
Insider Transaction Report
Form 4
ROBERTS ELAINE K
DirectorPresident and Treasurer
Transactions
- Other
Class A non-voting common stock
2018-05-14+7,625→ 19,542 total - Other
Restricted Class A non-voting stock
2018-05-14−7,625→ 0 total→ Class A non-voting common stock (7,625 underlying)
Holdings
- 207,465(indirect: E.K.Roberts Holdco Inc.)
Class A non-voting common stock
- 120
Class B voting common stock
Footnotes (2)
- [F1]The transaction describes the vesting of 7,625 shares of Restricted Class A non-voting common stock granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan into shares of Class A non-voting common stock upon the expiration of the term of the Reporting Person as a director of the Issuer on May 14, 2018.
- [F2]E.K.Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person.