4//SEC Filing
CRANDALL WAYNE 4
Accession 0001218327-03-000005
CIK 0001002517other
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 8:27 AM ET
Size
20.8 KB
Accession
0001218327-03-000005
Insider Transaction Report
Form 4
SCANSOFT INCSSFT
CRANDALL WAYNE
Sr. V.P. Sales and Marketing
Transactions
- Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2003-10-13−19,195→ 56,449 totalExercise: $0.61From: 1998-06-01Exp: 2008-06-01→ Common Stock (19,195 underlying) - Exercise/Conversion
Common Stock
2003-10-13$0.61/sh+19,195$11,709→ 47,195 total - Sale
Common Stock
2003-10-13$5.29/sh−19,195$101,453→ 28,000 total
Holdings
- 100,000
Non-Qualified Stock Option (right to buy)
Exercise: $6.97From: 2003-06-14Exp: 2012-06-14→ Common Stock (100,000 underlying) - 113,125
Non-Qualified Stock Option (right to buy)
Exercise: $5.36From: 2002-08-31Exp: 2012-04-29→ Common Stock (113,125 underlying) - 75,000
Non-Qualified Stock Option (right to buy)
Exercise: $2.19From: 2000-09-30Exp: 2009-09-30→ Common Stock (75,000 underlying) - 50,000
Non-Qualified Stock Option (right to buy)
Exercise: $4.01From: 2004-02-17Exp: 2013-02-17→ Common Stock (50,000 underlying) - 142,588
Non-Qualified Stock Option (right to buy)
Exercise: $1.63From: 2000-03-02Exp: 2009-03-02→ Common Stock (142,588 underlying) - 7,094
Non-Qualified Stock Option (right to buy)
Exercise: $0.61From: 1999-06-01Exp: 2008-07-17→ Common Stock (7,094 underlying) - 150,000
Non-Qualified Stock Option (right to buy)
Exercise: $1.28From: 2001-08-18Exp: 2010-08-18→ Common Stock (150,000 underlying)
Footnotes (7)
- [F1]These shares were sold pursuant to a 10b5-1 Sales Plan.
- [F2]The shares vest at 25% annually, commencing one year after the date of grant.
- [F3]The shares vest at 25% annually, commencing on 6/1/99.
- [F4]100% of the shares shall vest on the first anniversary date of the grant date.
- [F5]These options vest 25% on first anniversary date and monthly thereafter for a total 4 year vest period.
- [F6]These options vest 12.50% 3 months from date of grant and monthly thereafter for a total two year vest period.
- [F7]These holdings represent a combination of two stock grants. One option for 13,125 shares are exercisable 50% on 8/31/02 and remaining 50% on 2/28/03. The other option for 100,000 shares are exercisable 25% on first anniversary date of grant and 1/48 of the shares subject to the option shall vest monthly thereafter for a total 4 year vest period.
Documents
Issuer
SCANSOFT INC
CIK 0001002517
Entity typeother
Related Parties
1- filerCIK 0001218327
Filing Metadata
- Form type
- 4
- Filed
- Oct 14, 8:00 PM ET
- Accepted
- Oct 15, 8:27 AM ET
- Size
- 20.8 KB