FREMONT GENERAL CORP 5/A

Accession 0001218370-05-000062

CIK 0000038984operating

View on SEC.gov Company Profile

Filed

Jun 5, 8:00 PM ET

Accepted

Jun 6, 2:27 PM ET

Size

41.7 KB

Accession

0001218370-05-000062

Insider Transaction Report

Form 5/AAmended

Period: 2002-12-31

FREMONT GENERAL CORPFMT

MCINTYRE JAMES ALBERT

10% Owner

Transactions

Award
Phantom Stock
2002-09-06$4.99/sh+724.5$3,615→ 38,964.3 total(indirect: by SERP)
→ Common Stock (724.5 underlying)
Award
Phantom Stock
2002-09-20$4.20/sh+656.8$2,759→ 39,621.1 total(indirect: by SERP)
→ Common Stock (656.8 underlying)
Award
Phantom Stock
2002-10-04$4.28/sh+844.7$3,615→ 40,465.7 total(indirect: by SERP)
→ Common Stock (844.7 underlying)
Award
Phantom Stock
2002-12-27$4.68/sh+729.8$3,415→ 45,238.8 total(indirect: by SERP)
→ Common Stock (729.8 underlying)
Award
Phantom Stock
2002-11-27$4.30/sh+794.3$3,415→ 43,609.7 total(indirect: by SERP)
→ Common Stock (794.3 underlying)
Award
Phantom Stock
2002-10-31$4.97/sh+159.4$792→ 41,347.2 total(indirect: by SERP)
→ Common Stock (159.4 underlying)
Award
Phantom Stock
2002-11-15$4.54/sh+752.3$3,415→ 42,815.4 total(indirect: by SERP)
→ Common Stock (752.3 underlying)
Award
Phantom Stock
2002-10-18$4.73/sh+722.1$3,416→ 41,187.8 total(indirect: by SERP)
→ Common Stock (722.1 underlying)
Award
Phantom Stock
2002-11-01$5.05/sh+715.9$3,615→ 42,063.1 total(indirect: by SERP)
→ Common Stock (715.9 underlying)
Award
Phantom Stock
2002-12-13$4.02/sh+899.3$3,615→ 44,509 total(indirect: by SERP)
→ Common Stock (899.3 underlying)

Holdings

Common Stock
(indirect: By Trust)
3,107,808
Common Stock
(indirect: by ESOP)
51,123.12
Non-Qualified Stock Option (right to buy)
Exercise: $7.31Exp: 2004-11-10→ Common Stock (77,548 underlying)
77,548
Non-Qualified Stock Option (right to buy)
Exercise: $7.50Exp: 2003-11-16→ Common Stock (30,606 underlying)
30,606
Common Stock
(indirect: By Trust)
10,000
Trust Originated Preferred Securities 9%
(indirect: By Trust)
65,000
Trust Originated Preferred Securities 9%
(indirect: By Trust)
1,000
Common Stock
(indirect: By Trust)
50,700
Common Stock
(indirect: By 401(k))
674,012.03
Non-Qualified Stock Option (right to buy)
Exercise: $14.94Exp: 2007-02-13→ Common Stock (600,000 underlying)
600,000
Common Stock
(indirect: By Trust)
195,920
Common Stock
(indirect: By Partnership)
3,000,000
Common Stock
1,461,280
Series B Senior Notes Due 2004 7.70%
(indirect: By Trust)
Trust Originated Preferred Securities 9%
(indirect: By Trust)
4,000

Footnotes (10)

[F1]Includes 1,461,280 shares of restricted common stock awarded under the Company's 1995 Restricted Stock Award Plan and/or 1997 Stock Plan.
[F10]An option granted to the reporting person on February 13, 1997 and vested in four annual installments beginning on February 13, 1998.
[F2]The reporting person is Trustee and holds a vested beneficiaryinterest in the McIntyre 1994 Charitable Remainder Trust, the Living Trust, the 1998 Charitable Remainder Unitrust, the Grandchildren's Trust and the McIntyre Living Trust respectively.
[F3]The Padaro Partnership, L.P. owns 3,000,000 shares of common stock of the Issuer. The James A. McIntyre Living Trust (of which Mr. James A. McIntyre is trustee and holds a vested beneficiary interest), as general partner, owns 66.7% of the Common Stock interest (2,000,000 shares) held in the Padaro Partnership, L.P. Mr. James A. McIntyre, as the limited partner owns 33.3% (1,000,000 shares) of the common stock interest held in the Padaro Partnership, L.P. and holds a vested beneficiary interest.
[F4]1-for-1
[F5]Dividend Reinvestment shares acquired by reporting person under the SERP.
[F6]Immediate
[F7]Shares of phantom stock under the Supplemental Executive Retirement Plan are payable in shares of stock following termination of the reporting person's employment.
[F8]An option granted to the reporting person on November 10, 1994 and vested in four annual installments beginning on November 10, 1995.
[F9]An option granted to the reporting person on November 16, 1993 and vested in four annual installments beginning on November 16, 1994.

Documents

1 file

5
edgar.xml
PRIMARY DOCUMENT

Issuer

FREMONT GENERAL CORP

CIK 0000038984

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000038984

Filing Metadata

Form type: 5/A
Filed: Jun 5, 8:00 PM ET
Accepted: Jun 6, 2:27 PM ET
Size: 41.7 KB

View on SEC.gov