4//SEC Filing
MCINTYRE JAMES ALBERT 4
Accession 0001218370-06-000047
CIK 0000038984other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 5:27 PM ET
Size
16.1 KB
Accession
0001218370-06-000047
Insider Transaction Report
Form 4
MCINTYRE JAMES ALBERT
10% Owner
Transactions
- Award
Phantom Stock
2006-04-28$22.10/sh+747.03$16,509→ 150,816.34 total(indirect: by SERP)→ Common Stock (747.03 underlying)
Holdings
- 273,046
Common Stock
- 300,000
Non-Qualified Stock Option (right to buy)
Exercise: $14.94Exp: 2007-02-13→ Common Stock (300,000 underlying) - 3,791,704(indirect: By Trust)
Common Stock
- 50,700(indirect: By Trust)
Common Stock
- 656,024.06(indirect: By 401(k))
Common Stock
- 54,009.33(indirect: by ESOP)
Common Stock
- 36,820(indirect: By Trust)
Trust Originated Preferred Securities 9%
- 1,575.06(indirect: Excess Benefit Plan)
Common Stock
- 3,000,000(indirect: By Partnership)
Common Stock
- 1,800(indirect: By Trust)
Trust Originated Preferred Securities 9%
Footnotes (11)
- [F1]Includes 273,046 shares of restricted Common Stock awarded under the 1995 Restricted Stock Plan and/or 1997 Stock Plan.
- [F10]Shares of phantom stock under the Supplemental Executive Retirement Plan ("SERP") are payable in shares of stock following termination of the reporting person's employment.
- [F11]Between February 1, 2006 and April 28, 2006, as a result of automatic dividend reinvestment, the reporting person acquired 747.03 shares of Company common stock under the SERP.
- [F2]The reporting person is Trustee and holds a vested beneficiary interest in the James A. McIntyre Living Trust, the McIntyre 1998 Charitable Remainder Unitrust, and the McIntyre Grandchildrens' Trust, respectively.
- [F3]Between February 1, 2006 and April 28, 2006 the reporting person acquired 3,625.38 shares of Company common stock under the 401(k) Plan including automatic dividend reinvestments.
- [F4]Between February 1, 2006 and April 28, 2006 the reporting person acquired 963.44 shares of Company common stock under the ESOP Plan including automatic dividend reinvestments.
- [F5]Between February 1, 2006 and April 28, 2006 the reporting person acquired 303.19 shares of Company common stock under the Excess Benefit Plan including automatic dividend reinvestments.
- [F6]The Padaro Partnership, L.P. owns 3,000,000 shares of common stock of the Issuer. The James A. McIntyre Living Trust (of which Mr. James A. McIntyre is trustee and ho lds a vested beneficiary interest), as gen e ral partner, owns 66.7% of the Common Stock interest (2,000,000 shares) held in the Padaro Partne rship, L.P. Mr. James A. McIntyre, as the limited partner owns 33.3% (1,000,000 shares) of the common stock interest h e ld in the Padaro Partnership, L.P. and holds a vested benefic iary interest.
- [F7]Non-qualified stock option granted to the reporting person on February 13, 1997 that vested in four annual installments beginning on February 13, 1998.
- [F8]1-for-1
- [F9]Immediate
Documents
Issuer
FREMONT GENERAL CORP
CIK 0000038984
Entity typeother
Related Parties
1- filerCIK 0000931053
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 5:27 PM ET
- Size
- 16.1 KB