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4//SEC Filing

FREMONT GENERAL CORP 4

Accession 0001218370-07-000018

CIK 0000038984operating
View on SEC.govCompany Profile

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 4:42 PM ET

Size

17.0 KB

Accession

0001218370-07-000018

Insider Transaction Report

Form 4
Period: 2007-01-31
FREMONT GENERAL CORPFMT
MCINTYRE JAMES ALBERT
10% Owner
Transactions
  • Award

    Phantom Stock

    2007-01-31$13.39/sh+1,369.61$18,339→ 154,234.55 total(indirect: by SERP)
    → Common Stock (154,234.55 underlying)
Holdings

  • Common Stock

    (indirect: by ESOP)
    51,970.51

  • Common Stock

    130,832

  • Common Stock

    (indirect: By Trust)
    360,000

  • Common Stock

    (indirect: Excess Benefit Plan)
    1,610.71

  • Common Stock

    (indirect: By Partnership)
    2,640,000

  • Common Stock

    (indirect: By Trust)
    50,700

  • Common Stock

    (indirect: By Trust)
    3,057,684

  • Trust Originated Preferred Securities 9%

    (indirect: By Trust)
    1,800

  • Non-Qualified Stock Option (right to buy)

    Exercise: $14.94Exp: 2007-02-13→ Common Stock (300,000 underlying)
    300,000

  • Common Stock

    (indirect: By 401(k))
    630,276.71

  • Trust Originated Preferred Securities 9%

    (indirect: By Trust)
    36,820
Footnotes (12)
  • [F1]Includes 130,832 shares of restricted Common Stock awarded under the 1995 Restricted Stock Plan and/or 1997 Stock Plan.
  • [F10]Immediate
  • [F11]Shares of phantom stock under the Supplemental Executive Retirement Plan ("SERP") are payable in shares of stock following termination of the reporting person's employment.
  • [F12]Between November 1, 2006 and January 31, 2007, as a result of automatic dividend reinvestment, the reporting person acquired 1,369.61 shares of Company common stock under the SERP.
  • [F2]The reporting person is Trustee and holds a vested beneficiary interest in the James A. McIntyre Living Trust, the McIntyre 1998 Charitable Remainder Unitrust, and the McIntyre Grandchildrens' Trust, respectively.
  • [F3]Between November 1, 2006 and January 31, 2007 the reporting person acquired 5,822.95 shares of Company common stock under the 401(k) Plan including automatic dividend reinvestments.
  • [F4]Between November 1, 2006 and January 31, 2007 the reporting person acquired 455.24 shares of Company common stock under the ESOP including automatic dividend reinvestments.
  • [F5]Between November 1, 2006 and January 31, 2007 the reporting person acquired 14.29 shares of Company common stock under the Excess Benefit Plan including automatic dividend reinvestments.
  • [F6]The Padaro Partnership, L.P. owns 2,640,000 shares of common stock of the Issuer. The James A. McIntyre Living Trust (of which Mr. James A. McIntyre is trustee and holds a vested beneficiary interest), as general partner, owns 66.7% of the Common Stock interest (1,760,880 shares) held in the Padaro Partnership, L.P. Mr. James A. McIntyre, as the limited partner owns 33.3% (879,120 shares) of the common stock interest held in the Padaro Partnership, L.P. and holds a vested beneficiary interest.
  • [F7]Mr. James A. McIntyre is trustee and holds a vested beneficiary inerest in the Padaro Trust B.
  • [F8]Non-qualified stock option granted to the reporting person on February 13, 1997 that vested in four annual installments beginning on February 13, 1998.
  • [F9]1-for-1

Documents

1 file

Issuer

FREMONT GENERAL CORP

CIK 0000038984

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000038984

Filing Metadata

Form type
4
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 4:42 PM ET
Size
17.0 KB
View on SEC.gov