4//SEC Filing
GOLDMAN KENNETH A 4
Accession 0001218470-25-000012
CIK 0001524566other
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 8:35 PM ET
Size
29.9 KB
Accession
0001218470-25-000012
Insider Transaction Report
Form 4
WEALTHFRONT CORPWLTH
GOLDMAN KENNETH A
Director
Transactions
- Exercise/Conversion
Common Stock
2025-12-11+6,945→ 6,945 total - Exercise/Conversion
Common Stock
2025-12-11+27,778→ 34,723 total - Exercise/Conversion
Common Stock
2025-12-11+30,500→ 65,223 total - Exercise/Conversion
Common Stock
2025-12-11+15,496→ 80,719 total - Sale
Common Stock
2025-12-11$14.00/sh−38,071$532,994→ 42,648 total - Sale
Common Stock
2025-12-11$14.00/sh−5,373$75,222→ 0 total(indirect: By Trust) - Conversion
Common Stock
2025-12-15+53,732→ 48,359 total(indirect: By Trust) - Gift
Series C Preferred Stock
2025-07-17−25,000→ 53,732 total(indirect: By Trust)→ Common Stock (25,000 underlying) - Exercise/Conversion
Restricted Stock Units
2025-12-11−6,945→ 0 total→ Common Stock (6,945 underlying) - Exercise/Conversion
Restricted Stock Units
2025-12-11−27,778→ 0 total→ Common Stock (27,778 underlying) - Exercise/Conversion
Restricted Stock Units
2025-12-11−30,500→ 0 total→ Common Stock (30,500 underlying) - Exercise/Conversion
Restricted Stock Units
2025-12-11−15,496→ 0 total→ Common Stock (15,496 underlying) - Conversion
Series C Preferred Stock
2025-12-15−53,732→ 0 total(indirect: By Trust)→ Common Stock (53,732 underlying)
Footnotes (11)
- [F1]The reported sale transaction represents the reporting person's participation in the Issuer's secondary offering, which occurred in conjunction with the IPO.
- [F10]The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, January 25, 2023. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
- [F11]The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, February 21, 2024. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
- [F2]The reported securities are directly held by the Goldman-Valeriote Family Trust, for which the reporting person serves as trustee.
- [F3]Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series C Convertible Preferred Stock ("Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering ("IPO") of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date.
- [F4]The transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the IPO, and the transaction is reported herein pursuant to Rule 16a-2(a).
- [F5]The reported transaction represents a gift, for no consideration, which is exempt pursuant to Rule 16b-5.
- [F6]Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
- [F7]The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested as to 1/8 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. The award was fully time-vested as of December 15, 2024, and the entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
- [F8]These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
- [F9]The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, November 22, 2022. The entire award was settled for shares of the Issuer's Common Stock in connection with the IPO.
Documents
Issuer
WEALTHFRONT CORP
CIK 0001524566
Entity typeother
Related Parties
1- filerCIK 0001218470
Filing Metadata
- Form type
- 4
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 8:35 PM ET
- Size
- 29.9 KB