CHUANG ALFRED 4

Accession 0001219684-06-000231

CIK 0001031798other

View on SEC.gov Company Profile

Filed

Aug 24, 8:00 PM ET

Accepted

Aug 25, 6:45 PM ET

Size

51.6 KB

Accession

0001219684-06-000231

Insider Transaction Report

Form 4

Period: 2006-08-24

BEA SYSTEMS INCBEAS

CHUANG ALFRED

DirectorChairman, President and CEO

Transactions

Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−6,000→ 0 total
Exercise: $2.77From: 2004-01-26Exp: 2012-07-26→ Common Stock (6,000 underlying)
Sale
Common Stock
2006-08-24$13.03/sh−400$5,212→ 2,225,087 total
Sale
Common Stock
2006-08-24$13.01/sh−3,500$45,535→ 2,225,087 total
Sale
Common Stock
2006-08-24$13.02/sh−900$11,718→ 2,225,087 total
Exercise/Conversion
Common Stock
2006-08-24$4.33/sh+900$3,895→ 2,225,987 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−2,800→ 1,063,060 total
Exercise: $4.33From: 2000-05-17Exp: 2009-05-17→ Common Stock (2,800 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−2,700→ 1,071,160 total
Exercise: $4.33From: 2000-05-17Exp: 2009-05-17→ Common Stock (2,700 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−3,500→ 1,054,660 total
Exercise: $4.33From: 2000-05-17Exp: 2009-05-17→ Common Stock (3,500 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−4,500→ 1,030,660 total
Exercise: $4.33From: 2000-05-17Exp: 2009-05-17→ Common Stock (4,500 underlying)
Exercise/Conversion
Common Stock
2006-08-24$4.33/sh+3,500$15,149→ 2,228,587 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−10,800→ 1,077,560 total
Exercise: $4.33From: 2000-05-17Exp: 2009-05-17→ Common Stock (10,800 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−12,200→ 1,035,160 total
Exercise: $4.33From: 2000-05-17Exp: 2009-05-17→ Common Stock (12,200 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−400→ 1,025,860 total
Exercise: $4.33From: 2000-05-17Exp: 2009-05-17→ Common Stock (400 underlying)
Exercise/Conversion
Common Stock
2006-08-24$4.33/sh+400$1,731→ 2,225,487 total
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−2,400→ 1,060,660 total
Exercise: $4.33From: 2000-05-17Exp: 2009-05-17→ Common Stock (2,400 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−1,900→ 10,600 total
Exercise: $2.77From: 2004-01-26Exp: 2012-07-26→ Common Stock (1,900 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−4,600→ 6,000 total
Exercise: $2.77From: 2004-01-26Exp: 2012-07-26→ Common Stock (4,600 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−4,300→ 1,047,360 total
Exercise: $4.33From: 2000-05-17Exp: 2009-05-17→ Common Stock (4,300 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−5,300→ 1,065,860 total
Exercise: $4.33From: 2000-05-17Exp: 2009-05-17→ Common Stock (5,300 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−3,000→ 1,051,660 total
Exercise: $4.33From: 2000-05-17Exp: 2009-05-17→ Common Stock (3,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−3,700→ 1,073,860 total
Exercise: $4.33From: 2000-05-17Exp: 2009-05-17→ Common Stock (3,700 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−2,500→ 1,058,160 total
Exercise: $4.33From: 2000-05-17Exp: 2009-05-17→ Common Stock (2,500 underlying)
Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2006-08-24−900→ 1,026,260 total
Exercise: $4.33From: 2000-05-17Exp: 2009-05-17→ Common Stock (900 underlying)

Holdings

Common Stock
(indirect: Relatives)
280,000
Common Stock
(indirect: GRAT)
238,588

Footnotes (3)

[F1]The sales set forth herein are made in connection with a selling plan previously entered into that is intended to comply with Rule 10(b)5-1(c).
[F2]Option vests as to 50% of the shares 18 months from date of grant, and the remaining 50% vest monthly for a total of 3 years.
[F3]Option vests as to 25% of the shares 12 months from date of grant, and the remaining 75% vest monthly for 36 additional months.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

BEA SYSTEMS INC

CIK 0001031798

→

Entity typeother

Related Parties

filerCIK 0001219679

Filing Metadata

Form type: 4
Filed: Aug 24, 8:00 PM ET
Accepted: Aug 25, 6:45 PM ET
Size: 51.6 KB

View on SEC.gov