5//SEC Filing
YOUNG GEORGE E III 5
Accession 0001220083-03-000001
CIK 0001027280other
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 12:46 PM ET
Size
20.4 KB
Accession
0001220083-03-000001
Insider Transaction Report
Form 5
YOUNG GEORGE E III
Senior Vice Pres and CFO
Transactions
- Award
Common Stock, par value $.01 per share
2003-09-30+807→ 5,770 total(indirect: See note (1))
Holdings
- 2,559(indirect: By Spouse)
Common Stock, par value $.01 per share
- 625
Stock Option, right to buy
Exercise: $22.00From: 2003-02-01Exp: 2012-03-19→ Common Stock (625 underlying) - 1,120
Stock Option, right to buy
Exercise: $13.38From: 2001-01-21Exp: 2007-04-15→ Common Stock (1,120 underlying) - 1,977
Common Stock, par value $.01 per share
- 438
Stock Option, right to buy
Exercise: $13.38From: 1999-01-21Exp: 2007-04-15→ Common Stock (438 underlying) - 1,119
Stock Option, right to buy
Exercise: $13.38From: 2000-01-21Exp: 2007-04-15→ Common Stock (1,119 underlying) - 700(indirect: By Spouse)
Common Stock, par value $.01 per share
- 500(indirect: By IRA)
Common Stock, par value $.01 per share
Footnotes (3)
- [F1]Reflects the number of shares allocated to the reporting person's account under the Falmouth Bancorp, Inc. Employee Stock Ownership Plan ("ESOP") as of September 30, 2003. Purauant to Rule 16a3(f)(1)(i)(B), this nondiscretionary transaction occuring under the ESOP, a tax qualified Plan, is exempt from the reporting requirements of Section 16(a) of the Securities Exchange Act, as amended.
- [F2]Reflects a restricted stock award granted to the reporting person under tbe 1997 Recognition and Retention Plan for outside Directors, Officers and Employees of Falmouth Bancorp, Inc. ("RRP") where vesting will occur in 25% installments on an annual basis, with the first installment scheduled to vest on 2/1/03.
- [F3]Reflects stock options granted to the reporting person under the 1997 Stock Option Plan for outside Directors, Officers and Employees of Falmouth Bancorp, Inc.
Documents
Issuer
FALMOUTH BANCORP INC
CIK 0001027280
Entity typeother
Related Parties
1- filerCIK 0001220083
Filing Metadata
- Form type
- 5
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 12:46 PM ET
- Size
- 20.4 KB