GARCIA RONALD 5
5 · FALMOUTH BANCORP INC · Filed Nov 14, 2003
Insider Transaction Report
Form 5
GARCIA RONALD
Vice President
Transactions
- Award
Common Stock, par value, $0.01 per share
2003-09-30+718→ 5,551 total(indirect: See Note (1))
Holdings
- 3,297
Common Stock, par value, $0.01 per share
- 500
Stock Options- Right to Buy
Exercise: $22.00From: 2003-02-01Exp: 2012-03-19→ Common Stock (500 underlying) - 1,185
Common Stock, par value, $0.01 per share
- 800
Stock Options- Right to Buy
Exercise: $13.38From: 1998-01-21Exp: 2007-04-15→ Common Stock (800 underlying)
Footnotes (3)
- [F1]Reflects the total number of shares allocated to the reporting person's account under the Falmouth Bancorp, Inc. Employee Stock Option Plan ("ESOP") as of September 30, 2003. Pursuant to rule 16a(f)(1)(i)(B), this nondiscretionary transaction occurring under the ESOP, a tax qualified plan, is exempt from the reporting requirements of Section 16(a) of the Securities and Exchange Act, as amended.
- [F2]Reflects a restricted stock award granted to the reporting person under the 1997 Recognition and Retention Plan for Outside Directors, Officers and Employees of Falmouth Bancorp, Inc. ("RRP") where vesting will occur in 25% installments on an annual basis beginning on 2/1/03.
- [F3]Reflects stock options granted to the reporting person under 1997 Stock Option Plan for Outside Directors, Officers and Employees of Falmouth Bancorp, Inc.