SHONER SHARON L 4

4 · FALMOUTH BANCORP INC · Filed Sep 12, 2003

Form 4

Period: 2003-09-12

Vice President

Transactions

Exercise/Conversion
Common Stock, par value, $.01 per share
2003-09-12$13.38/sh+900$12,038→ 1,685 total
Exercise/Conversion
Stock Options-Right to Buy
2003-09-12−300→ 0 total
Exercise: $13.38From: 2000-01-21Exp: 2007-04-15→ Common Stock (0 underlying)

Holdings

Stock Options-Right to Buy
Exercise: $22.00From: 2003-02-01Exp: 2012-03-19→ Common Stock (175 underlying)
175
Common Stock, par value, $.01 per share
474
Common Stock, par value, $.01 per share
(indirect: See Note (1))
2,991

Footnotes (4)

[F1]Reflects the number of shares allocated to the reporting person's account under the Falmouth Bancorp, Inc. Employee Stock Ownership Plan ("ESOP") as of September 30, 2002. Pursuant to Rule 16a-3(f)(I)(i)(B), this nondiscretionary transaction occurring under the ESOP, a tax qualified plan, is exempt from the reporting requirements of Section 16(a) of the Securities Exchange Act, as amended.
[F2]Reflects a restricted stock award granted to the reporting person under the 1997 Recognition and Retention Plan for Outside Directors, Officers and Employees of Falmouth Bancorp, Inc. ("RRP") where vesting will occur in 25% installments on an annual basis, with the first installment scheduled to vest on 2/1/03.
[F3]Joint with spouse.
[F4]Reflects stock options granted to the reporting person under the 1997 Stock Option Plan for Outside Directors, Officers and Employees of Falmouth Bancorp, Inc.

Documents

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