FALMOUTH BANCORP INC·5

Nov 13, 11:59 AM ET

SHONER SHARON L 5

5 · FALMOUTH BANCORP INC · Filed Nov 13, 2003

Insider Transaction Report

Form 5
Period: 2003-09-30
SHONER SHARON L
Vice President
Transactions
  • Award

    Common Stock, par value, $0.01 per share

    2003-09-30+3903,381 total(indirect: See Note (1))
Holdings
  • Stock Options- Right to Buy

    Exercise: $22.00From: 2003-02-01Exp: 2012-03-19Common Stock (175 underlying)
    175
  • Common Stock, par value, $0.01 per share

    1,685
  • Common Stock, par value, $0.01 per share

    474
Footnotes (4)
  • [F1]Reflects the number of shares allocated to the reporting person's account under the Falmouth Bancorp, Inc. Employee Stock Ownership Plan ("ESOP") as of September 30, 2003. Pursuant to Rule 16a3(f)(1)(i)(B), this nondiscretionary transaction occurring under the ESOP, a tax qualified plan, is exempt from the reporting requirements of Section 16(a) of the Securities and Exchange Act, as amended.
  • [F2]Reflects a restricted stock award granted to the reporting person under the 1997 Recognition and Retention Plan for Outside Directors, Officers and Employees of Falmouth Bancorp, Inc. ("RRP") where vesting will occur in 25% installments on an annual basis beginning on 2/1/03.
  • [F3]Joint with spouse.
  • [F4]Reflects stock options granted to the reporting person under the 1997 Stock Option Plan for Outside Directors, Officers and Employees of Falmouth Bancorp, Inc.

Documents

1 file
  • 5
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT