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5//SEC Filing

ALVES JEANNE E 5

Accession 0001220092-03-000002

CIK 0001027280other
View on SEC.govCompany Profile

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 12:46 PM ET

Size

19.0 KB

Accession

0001220092-03-000002

Insider Transaction Report

Form 5
Period: 2003-09-30
FALMOUTH BANCORP INCFCB
ALVES JEANNE E
Other
Transactions
  • Award

    Common Stock, par value $.01 per share

    2003-09-30+314→ 2,753 total(indirect: See Note (1))
Holdings

  • Stock Option, right to buy

    Exercise: $22.00From: 2003-02-01Exp: 2012-03-19→ Common Stock (175 underlying)
    175

  • Common Stock, par value $.01 per share

    (indirect: By Spouse)
    1,000

  • Stock Option, right to buy

    Exercise: $13.38From: 2000-01-21Exp: 2007-04-15→ Common Stock (300 underlying)
    300

  • Stock option, right to buy

    Exercise: $13.38From: 2002-01-21Exp: 2007-04-15→ Common Stock (300 underlying)
    300

  • Common Stock, par value $.01 per share

    (indirect: By Spouse)
    600

  • Common Stock, par value $.01 per share

    158

  • Common Sotkc, par value $.01 per share

    474
Footnotes (4)
  • [F1]Reflects the total number of shares allocated to the reporting person's account under the Falmouth Bancorp, Inc. Employee Stock Ownership Plan ("ESOP") as of September 30, 2003. Pursuant to Rule 16a3(f)(1)(i)(B), this non discretionary transaction occuring under the ESOP, a tax qualified plan, is exempt from the reporting requirements of Section 16 (a) of the Securities Exchange Act, as amended.
  • [F2]The reporting person disclaims beneficial ownership of these shares.
  • [F3]Reflects a restricted stock award granted to the reporting person under the 1997 Recognition and Retention Plan for outside Directors, Officers and Employees of Falmouth Bancorp, Inc. ("RRP") where vesting will occcur in 25% installments on an annual basis beginning on 2/1/03.
  • [F4]Reflects stock options granted to the reporting person under the 1997 Stock option Plan for Outside Directors, Officers and Employees of Falmouth Bancorp, Inc.

Documents

1 file

Issuer

FALMOUTH BANCORP INC

CIK 0001027280

→
Entity typeother

Related Parties

1
  • filerCIK 0001220092

Filing Metadata

Form type
5
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 12:46 PM ET
Size
19.0 KB
View on SEC.gov