ALVES JEANNE E 5
5 · FALMOUTH BANCORP INC · Filed Nov 14, 2003
Insider Transaction Report
Form 5
ALVES JEANNE E
Other
Transactions
- Award
Common Stock, par value $.01 per share
2003-09-30+314→ 2,753 total(indirect: See Note (1))
Holdings
- 175
Stock Option, right to buy
Exercise: $22.00From: 2003-02-01Exp: 2012-03-19→ Common Stock (175 underlying) - 1,000(indirect: By Spouse)
Common Stock, par value $.01 per share
- 300
Stock Option, right to buy
Exercise: $13.38From: 2000-01-21Exp: 2007-04-15→ Common Stock (300 underlying) - 300
Stock option, right to buy
Exercise: $13.38From: 2002-01-21Exp: 2007-04-15→ Common Stock (300 underlying) - 600(indirect: By Spouse)
Common Stock, par value $.01 per share
- 158
Common Stock, par value $.01 per share
- 474
Common Sotkc, par value $.01 per share
Footnotes (4)
- [F1]Reflects the total number of shares allocated to the reporting person's account under the Falmouth Bancorp, Inc. Employee Stock Ownership Plan ("ESOP") as of September 30, 2003. Pursuant to Rule 16a3(f)(1)(i)(B), this non discretionary transaction occuring under the ESOP, a tax qualified plan, is exempt from the reporting requirements of Section 16 (a) of the Securities Exchange Act, as amended.
- [F2]The reporting person disclaims beneficial ownership of these shares.
- [F3]Reflects a restricted stock award granted to the reporting person under the 1997 Recognition and Retention Plan for outside Directors, Officers and Employees of Falmouth Bancorp, Inc. ("RRP") where vesting will occcur in 25% installments on an annual basis beginning on 2/1/03.
- [F4]Reflects stock options granted to the reporting person under the 1997 Stock option Plan for Outside Directors, Officers and Employees of Falmouth Bancorp, Inc.