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CAPITOL FEDERAL FINANCIAL·4

Jan 6, 3:55 PM ET

DICUS JOHN C 4

4 · CAPITOL FEDERAL FINANCIAL · Filed Jan 6, 2004

Insider Transaction Report

Form 4
Period: 2004-01-05
CAPITOL FEDERAL FINANCIALCFFN
DICUS JOHN C
Other
Transactions
  • Award

    CFFN Phantom Stock 2004

    2004-01-05+550→ 550 total
    Exercise: $36.07Exp: 2007-01-25→ CFFN Common Stock (550 underlying)
Holdings

  • CFFN Common Stock

    321,700

  • CFFN Common Stock

    (indirect: By Spouse)
    2,500

  • CFFN Phantom Stock 2001

    Exercise: $16.75Exp: 2004-01-25→ CFFN Common Stock (8,955 underlying)
    8,955

  • CFFN Incentive Stock Option (4-18-00)

    Exercise: $9.22Exp: 2010-04-18→ CFFN Common Stock (21,690 underlying)
    21,690

  • CFFN Common Stock

    (indirect: By ESOP)
    9,890

  • CFFN Phantom Stock 2002

    Exercise: $20.84Exp: 2005-01-25→ CFFN Common Stock (7,197 underlying)
    7,197

  • CFFN Non-Qualified Stock Option (4-18-00)

    Exercise: $9.22Exp: 2015-04-18→ CFFN Common Stock (445,775 underlying)
    445,775

  • CFFN Phantom Stock 2003

    Exercise: $28.80Exp: 2006-01-25→ CFFN Common Stock (5,208 underlying)
    5,208
Footnotes (3)
  • [F1]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisiton.
  • [F2]A total of 10,845 options vested on each of April 18, 2000, April 18, 2001, April 18, 2002 and April 18, 2003. A total of 10,845 options will vest on April 18, 2004.
  • [F3]A total of 89,155 options vested on each of April 18, 2000, April 18, 2001, April 18, 2002 and April 18, 2003. A total of 89,155 options will vest on April 18, 2004.

Documents

1 file
  • 4
    dic44.xmlPrimary