4//SEC Filing
DICUS JOHN C 4
Accession 0001220300-04-000002
CIK 0001074433other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 3:55 PM ET
Size
11.6 KB
Accession
0001220300-04-000002
Insider Transaction Report
Form 4
DICUS JOHN C
Other
Transactions
- Award
CFFN Phantom Stock 2004
2004-01-05+550→ 550 totalExercise: $36.07Exp: 2007-01-25→ CFFN Common Stock (550 underlying)
Holdings
- 321,700
CFFN Common Stock
- 2,500(indirect: By Spouse)
CFFN Common Stock
- 8,955
CFFN Phantom Stock 2001
Exercise: $16.75Exp: 2004-01-25→ CFFN Common Stock (8,955 underlying) - 21,690
CFFN Incentive Stock Option (4-18-00)
Exercise: $9.22Exp: 2010-04-18→ CFFN Common Stock (21,690 underlying) - 9,890(indirect: By ESOP)
CFFN Common Stock
- 7,197
CFFN Phantom Stock 2002
Exercise: $20.84Exp: 2005-01-25→ CFFN Common Stock (7,197 underlying) - 445,775
CFFN Non-Qualified Stock Option (4-18-00)
Exercise: $9.22Exp: 2015-04-18→ CFFN Common Stock (445,775 underlying) - 5,208
CFFN Phantom Stock 2003
Exercise: $28.80Exp: 2006-01-25→ CFFN Common Stock (5,208 underlying)
Footnotes (3)
- [F1]Phantom stock units were acquired under the Company's Deferred Incentive Bonus Plan. The units are deemed sold and settled in cash three years from date of acquisiton.
- [F2]A total of 10,845 options vested on each of April 18, 2000, April 18, 2001, April 18, 2002 and April 18, 2003. A total of 10,845 options will vest on April 18, 2004.
- [F3]A total of 89,155 options vested on each of April 18, 2000, April 18, 2001, April 18, 2002 and April 18, 2003. A total of 89,155 options will vest on April 18, 2004.
Documents
Issuer
CAPITOL FEDERAL FINANCIAL
CIK 0001074433
Entity typeother
Related Parties
1- filerCIK 0001184801
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 3:55 PM ET
- Size
- 11.6 KB