4//SEC Filing
Calamos Asset Management, Inc. /DE/ 4
Accession 0001221432-17-000001
CIK 0001299033operating
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 2:51 PM ET
Size
14.4 KB
Accession
0001221432-17-000001
Insider Transaction Report
Form 4
Calamos Partners LLC
10% Owner
Transactions
- Disposition to Issuer
Class A Common Stock
2017-02-18$8.25/sh−786,198.385$6,486,137→ 647,581 total - Disposition to Issuer
Class A Common Stock
2017-02-21$8.24/sh−247,077$2,035,914→ 0 total(indirect: By LLC) - Disposition to Issuer
Class A Common Stock
2017-02-18$8.25/sh−3,529,783$29,120,710→ 247,077 total(indirect: By LLC) - Disposition to Issuer
Class A Common Stock
2017-02-18$8.25/sh−8,213.402$67,761→ 0 total(indirect: By Spouse)
Holdings
- 647,581
Class A Common Stock
Calamos Family Partners, Inc.
10% Owner
Transactions
- Disposition to Issuer
Class A Common Stock
2017-02-18$8.25/sh−786,198.385$6,486,137→ 647,581 total - Disposition to Issuer
Class A Common Stock
2017-02-21$8.24/sh−247,077$2,035,914→ 0 total(indirect: By LLC) - Disposition to Issuer
Class A Common Stock
2017-02-18$8.25/sh−8,213.402$67,761→ 0 total(indirect: By Spouse) - Disposition to Issuer
Class A Common Stock
2017-02-18$8.25/sh−3,529,783$29,120,710→ 247,077 total(indirect: By LLC)
Holdings
- 647,581
Class A Common Stock
CALAMOS JOHN P SR
DirectorChairman, CEO and Co-CIO10% Owner
Transactions
- Disposition to Issuer
Class A Common Stock
2017-02-18$8.25/sh−8,213.402$67,761→ 0 total(indirect: By Spouse) - Disposition to Issuer
Class A Common Stock
2017-02-18$8.25/sh−3,529,783$29,120,710→ 247,077 total(indirect: By LLC) - Disposition to Issuer
Class A Common Stock
2017-02-18$8.25/sh−786,198.385$6,486,137→ 647,581 total - Disposition to Issuer
Class A Common Stock
2017-02-21$8.24/sh−247,077$2,035,914→ 0 total(indirect: By LLC)
Holdings
- 647,581
Class A Common Stock
Footnotes (3)
- [F1]Class A Common Stock disposed of via tender offer.
- [F2]Total represents 647,581 Restricted Stock Units; Class A Common Stock disposed of via tender offer.
- [F3]THE SHARE DISPOSITIONS IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSFERS REFLECT THE DISPOSITIONS OF CALAMOS ASSET MANAGEMENT, INC. (CAM) SHARES FROM CALAMOS INVESTMENTS LLC (CILLC) WITH THE INTENT TO HELP MANAGE DILUTION THAT WOULD OTHERWISE OCCUR AS A RESULT OF EQUITY AWARDS VESTING UNDER CAM'S EQUITY COMPENSATION PLAN. JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH OWNS A CONTROLLING INTEREST IN CALAMOS PARTNERS LLC WHICH IN TURN OWNS 100% OF CAM WHICH OWNS 100% OF CILLC. AS A RESULT, JOHN P. CALAMOS, SR. AND CALAMOS FAMILY PARTNERS, INC. ARE REQUIRED TO FILE THIS FORM 4 RELATING TO TRANSACTIONS OF THE CORPORATE REPURCHASE PROGRAM THAT OCCURRED THROUGH CILLC.
Issuer
Calamos Asset Management, Inc. /DE/
CIK 0001299033
Entity typeoperating
Related Parties
1- filerCIK 0001299033
Filing Metadata
- Form type
- 4
- Filed
- Feb 21, 7:00 PM ET
- Accepted
- Feb 22, 2:51 PM ET
- Size
- 14.4 KB