4/A//SEC Filing
LIGGINS ALFRED C 4/A
Accession 0001221506-22-000003
CIK 0001041657other
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 4:24 PM ET
Size
14.0 KB
Accession
0001221506-22-000003
Insider Transaction Report
Form 4/AAmended
URBAN ONE, INC.UONE/UONEK
LIGGINS ALFRED C
DirectorCEO10% Owner
Transactions
- Award
Stock Option (Class D)
2022-09-27+169,503→ 2,049,149 totalExercise: $4.23From: 2022-09-27Exp: 2032-09-26→ Class D Common Stock (169,503 underlying) - Tax Payment
Class D Common Stock
2022-09-27$4.23/sh−128,391$543,094→ 12,324,854 total - Award
Restricted Stock Units (Class A)
2022-09-27+468,750→ 468,750 totalExercise: $0.00From: 2025-01-05→ Class A Common Stock (468,750 underlying) - Award
Stock Option (Class D)
2022-09-27+156,250→ 2,205,399 totalExercise: $4.23From: 2025-01-05Exp: 2032-09-26→ Class D Common Stock (156,250 underlying) - Award
Class D Common Stock
2022-09-27+336,602→ 12,453,245 total
Footnotes (5)
- [F1]Award vested immediately upon pricing.
- [F2]Amendment updates shares withheld for tax which were estimated for timely filing and understated shares withheld by 179 shares.
- [F3]Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) 620,918 shares of Class A common stock (exclusive of the Class A RSUs reported herein); (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 3,526,448 shares of Class D common stock held by Alfred C. Liggins; (5) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (continued in next footnote)
- [F4](continued from previous footnote) (6) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (7) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. The reporting person also holds the derivative securities reported in Table II.
- [F5]No expiration date.
Documents
Issuer
URBAN ONE, INC.
CIK 0001041657
Entity typeother
Related Parties
1- filerCIK 0001221506
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 29, 8:00 PM ET
- Accepted
- Sep 30, 4:24 PM ET
- Size
- 14.0 KB