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4//SEC Filing

LIGGINS ALFRED C 4

Accession 0001221506-23-000001

CIK 0001041657other

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 8:36 PM ET

Size

9.6 KB

Accession

0001221506-23-000001

Insider Transaction Report

Form 4
Period: 2023-02-06
URBAN ONE, INC.UONE/UONEK
LIGGINS ALFRED C
DirectorCEO10% Owner
Transactions
  • Award

    Class D Common Stock

    2023-02-06+266,23212,591,086 total
  • Tax Payment

    Class D Common Stock

    2023-02-06$5.15/sh79,193$407,84412,511,893 total
  • Award

    Class D Common Stock

    2023-02-06+162,5352,367,934 total
    Exercise: $5.15From: 2023-02-06Exp: 2023-02-06Class D Common Stock (162,535 underlying)
Footnotes (4)
  • [F1]Award vested immediately upon pricing
  • [F2]Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) 620,918 shares of Class A common stock (exclusive of Class A RSUs noted in footnote 4 below); (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 3,713,487 shares of Class D common stock held by Alfred C. Liggins; (5) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (continued in next footnote)
  • [F3]continued from previous footnote) (6) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (7) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC
  • [F4]The reporting person also holds 468,750 Restricted Class A Stock Units in addition to the derivative securities reported in Table II.

Issuer

URBAN ONE, INC.

CIK 0001041657

Entity typeother

Related Parties

1
  • filerCIK 0001221506

Filing Metadata

Form type
4
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 8:36 PM ET
Size
9.6 KB