4//SEC Filing
ADA-ES INC 4
Accession 0001223112-11-000071
CIK 0001223112operating
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 7:08 PM ET
Size
6.7 KB
Accession
0001223112-11-000071
Insider Transaction Report
Form 4
ADA-ES INCades
Transactions
- Award
Common Stock
2011-05-04$10.49/sh+468$4,909→ 20,810 total - Award
Common Stock
2011-08-16$14.86/sh+191$2,838→ 21,001 total
Footnotes (4)
- [F1]Shares issued directly to Mr. Miller's qualified pension plan and represent a portion of the Company's 401(k) matching contribution.
- [F2]Price equals the FMV of the shares on the date of authorization.
- [F3]Of the amount shown, 3,773 shares are held in the pension account of the reporting person and 1,500 shares were issued pursuant to a program under the Company's 2007 Equity Incentive Plan, are not fully vested and are subject to certain repurchase rights.
- [F4]Of the amount shown, 3,964 shares are held in the pension account of the reporting person and 1,500 shares were issued pursuant to a program under the Company's 2007 Equity Incentive Plan, are not fully vested and are subject to certain repurchase rights.
Documents
Issuer
ADA-ES INC
CIK 0001223112
Entity typeoperating
IncorporatedCO
Related Parties
1- filerCIK 0001223112
Filing Metadata
- Form type
- 4
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 7:08 PM ET
- Size
- 6.7 KB