4//SEC Filing
SCHLAGER RICHARD J 4
Accession 0001223112-13-000069
CIK 0001223112other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 12:43 PM ET
Size
8.3 KB
Accession
0001223112-13-000069
Insider Transaction Report
Form 4
ADA-ES INCADES
Transactions
- Award
Performance Share Units
2013-05-14+2,442→ 2,442 total→ Common Stock (2,442 underlying) - Award
Common Stock
2013-05-14$31.29/sh+1,221$38,205→ 31,142 total
Footnotes (6)
- [F1]Represents Restricted Shares issued pursuant to the ADA-ES, Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"). The Restricted Stock will vest in equal installments on January 1 2014, January 1, 2015 and January 1, 2016 subject to continuous service with ADA-ES, Inc. or its related entities unless such shares vest sooner pursuant to Section 11 of the 2007 Plan.
- [F2]Closing stock price at date of grant.
- [F3]Of the amount shown, 19,523 shares are held in the qualified pension plan account of the reporting person and 1,221 shares were issued pursuant to programs under the 2007 Plan, are not fully vested and are subject to certain repurchase rights.
- [F4]Each Performance Share Unit represents a contingent right to receive one share of the Company's common stock.
- [F5]Represents the maximum number of Performance Share Units that will vest, if at all, which is 200% of the target of 1,221 Performance Share Units.
- [F6]Vesting of the Performance Share Units, if at all, will occur on January 1, 2016, subject to continuous service and the achievement of certain pre-established performance goals to be measured as of December 31, 2015, unless such units vest sooner at the target amount pursuant to Section 11 of the 2007 Plan.
Documents
Issuer
ADA-ES INC
CIK 0001223112
Entity typeother
Related Parties
1- filerCIK 0001246366
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 12:43 PM ET
- Size
- 8.3 KB