Johnson Brion S 4

Accession 0001223203-19-000047

CIK 0000874766other

View on SEC.gov Company Profile

Filed

Jun 24, 8:00 PM ET

Accepted

Jun 25, 5:17 PM ET

Size

25.7 KB

Accession

0001223203-19-000047

Insider Transaction Report

Form 4

Period: 2019-06-21

HARTFORD FINANCIAL SERVICES GROUP, INC.HIG

Johnson Brion S

Executive Vice President

Transactions

Exercise/Conversion
Stock Option
2019-06-24−10,387→ 10,388 total
Exercise: $35.83Exp: 2024-03-04→ Common Stock (10,387 underlying)
Sale
Common Stock
2019-06-21$55.61/sh−5,660$314,747→ 51,499.123 total
Sale
Common Stock
2019-06-21$55.61/sh−10,387$577,611→ 51,499.123 total
Exercise/Conversion
Stock Option
2019-06-21−10,387→ 20,775 total
Exercise: $35.83Exp: 2024-03-04→ Common Stock (10,387 underlying)
Sale
Common Stock
2019-06-24$55.83/sh−5,660$315,981→ 45,839.123 total
Sale
Common Stock
2019-06-24$55.83/sh−10,387$579,865→ 45,839.123 total
Exercise/Conversion
Common Stock
2019-06-21$35.83/sh+10,387$372,166→ 61,886.123 total
Exercise/Conversion
Common Stock
2019-06-24$35.83/sh+10,387$372,166→ 56,226.123 total

Holdings

Stock Option
Exercise: $43.59Exp: 2026-03-01→ Common Stock (55,601 underlying)
55,601
Stock Option
Exercise: $41.25Exp: 2025-03-03→ Common Stock (56,604 underlying)
56,604
Stock Option
Exercise: $48.89Exp: 2027-02-28→ Common Stock (60,582 underlying)
60,582
Stock Option
Exercise: $53.81Exp: 2028-02-27→ Common Stock (56,964 underlying)
56,964
Stock Option
Exercise: $49.01Exp: 2029-02-26→ Common Stock (74,722 underlying)
74,722

Footnotes (11)

[F1]The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Johnson on May 14, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
[F10]One-third of the options became exercisable on February 28, 2018, an additional one-third of the options became exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
[F11]One-third of the options became exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.
[F2]Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $55.41 to $55.79 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F3]Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $55.37 to $55.79 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F4]Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $55.56 to $56.06 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F5]Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $55.54 to $56.10 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F6]The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
[F7]One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
[F8]The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
[F9]The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

HARTFORD FINANCIAL SERVICES GROUP, INC.

CIK 0000874766

→

Entity typeother

Related Parties

filerCIK 0001550901

Filing Metadata

Form type: 4
Filed: Jun 24, 8:00 PM ET
Accepted: Jun 25, 5:17 PM ET
Size: 25.7 KB

View on SEC.gov