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SOVEREIGN BANCORP INC·4

Dec 27, 8:39 AM ET

THOMPSON LAWRENCE M JR 4

4 · SOVEREIGN BANCORP INC · Filed Dec 27, 2004

Insider Transaction Report

Form 4
Period: 2004-12-22
SOVEREIGN BANCORP INCSOV
THOMPSON LAWRENCE M JR
Vice Chairman & CAO
Transactions
  • Tax Payment

    Common stock

    2004-12-22$22.29/sh−1,464$32,633→ 255,415 total
  • Gift

    Common stock

    2004-12-22−470→ 254,945 total
  • Exercise/Conversion

    Common stock

    2004-12-22$6.53/sh+5,000$32,650→ 256,879 total
  • Exercise/Conversion

    Employee stock options (Right To Buy)

    2004-02-22−5,000→ 10,120 total
    Exercise: $6.53From: 1997-01-24Exp: 2006-01-24→ Common stock (5,000 underlying)
Holdings

  • Common stock

    (indirect: ESOP)
    18,236

  • Common stock

    (indirect: By Spouse)
    70,000

  • Common stock

    (indirect: By 401(k))
    9,456
Footnotes (3)
  • [F1]Reflects the retention by the Company of shares otherwise issuable upon the exercise of stock options to pay the exercise price plus federal, state and local taxes in accordance with Rule 16b-3
  • [F2]Gift of common stock without transfer of consideration
  • [F3]Direct ownership includes the following, subject to vesting: 35,406 shares, Sovereign Bancorp, Inc. Bonus Recognition and Retention Program; 26,427 shares, Restricted Stock (both also included in direct ownership totals previously listed)

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT