4//SEC Filing
THOMPSON LAWRENCE M JR 4
Accession 0001223524-04-000004
CIK 0000811830other
Filed
Dec 26, 7:00 PM ET
Accepted
Dec 27, 8:39 AM ET
Size
12.7 KB
Accession
0001223524-04-000004
Insider Transaction Report
Form 4
THOMPSON LAWRENCE M JR
Vice Chairman & CAO
Transactions
- Tax Payment
Common stock
2004-12-22$22.29/sh−1,464$32,633→ 255,415 total - Gift
Common stock
2004-12-22−470→ 254,945 total - Exercise/Conversion
Common stock
2004-12-22$6.53/sh+5,000$32,650→ 256,879 total - Exercise/Conversion
Employee stock options (Right To Buy)
2004-02-22−5,000→ 10,120 totalExercise: $6.53From: 1997-01-24Exp: 2006-01-24→ Common stock (5,000 underlying)
Holdings
- 18,236(indirect: ESOP)
Common stock
- 70,000(indirect: By Spouse)
Common stock
- 9,456(indirect: By 401(k))
Common stock
Footnotes (3)
- [F1]Reflects the retention by the Company of shares otherwise issuable upon the exercise of stock options to pay the exercise price plus federal, state and local taxes in accordance with Rule 16b-3
- [F2]Gift of common stock without transfer of consideration
- [F3]Direct ownership includes the following, subject to vesting: 35,406 shares, Sovereign Bancorp, Inc. Bonus Recognition and Retention Program; 26,427 shares, Restricted Stock (both also included in direct ownership totals previously listed)
Documents
Issuer
SOVEREIGN BANCORP INC
CIK 0000811830
Entity typeother
Related Parties
1- filerCIK 0001223524
Filing Metadata
- Form type
- 4
- Filed
- Dec 26, 7:00 PM ET
- Accepted
- Dec 27, 8:39 AM ET
- Size
- 12.7 KB