COLLECTIVE BRANDS, INC. 4
4 · COLLECTIVE BRANDS, INC. · Filed Nov 28, 2011
Insider Transaction Report
Form 4
PAVELKA DARREL J
Executive Vice President
Transactions
- Award
Stock Appreciation Right
2011-11-23+27,005→ 27,005 totalExercise: $12.51From: 2014-11-23Exp: 2018-11-23→ Common Stock (27,005 underlying)
Holdings
- 44,004
Common Stock
- 23,051(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Includes approximately 8,801 shares are held under the Collective Brands, Inc. Employee Stock Purchase Plan.
- [F2]The reporting person holds approximately 8,520 shares indirectly under the Payless ShoeSource, Inc. 401(k) Profit Sharing Plan (the "Plan") based on a statement provided by the Plan Administrator. Because the Common Stock Fund under the Plan holds both cash and Payless Common Stock, the actual number of shares allocable to each participant's accounts varies from statement to statement.
- [F3]14,531 shares held in Trust in Spouse's Name
- [F4]The stock appreciation right granted under the Collective Brands, Inc. 2006 Stock Incentive Plan which provides for tax withholding rights in a transaction excempt under Rule 16b3. The stock appreciation right will vest on the third anniversary of the date of grant. The stock appreciation right will have a seven-year term and a 125 percent cap on stock appreciation.