WHIRLPOOL CORP /DE/ 4

Accession 0001224296-03-000002

$WHRCIK 0000106640operating

View on SEC.gov Company Profile

Filed

Oct 16, 8:00 PM ET

Accepted

Oct 17, 1:59 PM ET

Size

18.0 KB

Accession

0001224296-03-000002

Insider Transaction Report

Form 4

Period: 2003-10-17

WHIRLPOOL CORP /DE/WHR

PERIQUITO PAULO F M O

EXECUTIVE VICE PRESIDENT

Transactions

Exercise/Conversion
Common Stock
2003-10-16$71.25/sh+25,000$1,781,250→ 81,907 total
Exercise/Conversion
Phantom Restricted Shares (Special Retention Program)
2003-10-16−25,000→ 25,000 total
Exercise: $71.25→ Common (25,000 underlying)

Holdings

Employee Stock Option (Right to Buy)
→ Common (15,000 underlying)
15,000
Employee Stock Option (Right to Buy)
→ Common (50,000 underlying)
50,000
Phantom Restricted (Career) Stock
→ Common
45,663.96
Employee Stock Option (Right to Buy)
→ Common (33,000 underlying)
33,000
Phantom Restricted Shares (Special Retention Program)
→ Common (18,500 underlying)
18,500
Employee Stock Option (Right to Buy)
→ Common (5,000 underlying)
5,000

Footnotes (13)

[F1]Settlement of phantom stock award for 25,000 shares of common stock of the company under the Whirlpool Corporation 1998 Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3 (see Table II for disposition of 25,000 shares of common stock). The remaining 25,000 shares will vest on 10/16/05. Participants may elect to defer receipt of vested shares. Dividend equivalents will be invested in additional stock.
[F10]18,500 phantom stock shares (Special Retention Program) awarded on 10/16/01 under the Whirlpool Corporation 1998 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Phantom shares will become vested as follows: 50% on 02/19/08. Participants may elect to defer receipt of vested shares. Dividend equivalents will be invested in additional stock.
[F11]33,000 option shares with cashless exercise and tax withholding rights awarded on 02/19/01 at the option price of $54.07 per share. All shares are currently exercisable and will expire 10 years from date of grant.
[F12]33,000 option shares with cashless exercise and tax withholding rights awarded on 02/18/02 at the option price of $67.29 per share. 16,500 shares are currently exercisable, with an additional 16,500 shares becoming exercisable on 02/18/04. The options will expire 10 years from date of grant.
[F13]33,000 option shares with cashless exercise and tax withholding rights awarded on 02/17/03 at the option price of $49.60 per share. Shares will become exercisable as follows: 50% on 02/17/04; and 50% on 02/17/05. The options will expire 10 years from date of grant.
[F2]3,000 shares are held in the name of the undersigned's broker.
[F3]50,000 option shares awarded on 06/18/96 at the option price of $50.44 per share with tax withholding rights. All shares are currently exercisable and will expire 10 years from date of grant.
[F4]15,000 option shares awarded on 04/15/97 at the option price of $45.75 per share with tax withholding rights. All shares are currently exercisable and will expire 10 years from date of grant.
[F5]5,000 option shares awarded on 07/10/97 at the option price of $52.19 per share with tax withholding rights. All shares are currently exercisable and will expire 10 years from date of grant.
[F6]Original grant of 40,000 phantom stock shares (Career Stock Award) under the Whirlpool 1989 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16b-3(c). 20,000 phantom shares are currently vested, with the remaining shares becoming vested as follows: 10,000 shares on 04/02/05; and 10,000 shares on retirement after age 60. As of 9/15/03, 45,663.96 total phantom shares deferred.
[F7]15,000 option shares with cashless exercise and tax withholding rights awarded on 06/15/98 at the option price of $63.13 per share. All shares are currently exercisable and will expire 10 years from date of grant.
[F8]33,000 option shares with cashless exercise and tax withholding rights awarded on 04/05/99 at the option price of $52.28 per share. All shares are currently exercisable and will expire 10 years from date of grant.
[F9]33,000 option shares with cashless exercise and tax withholding rights awarded on 02/14/00 at the option price of $52.19 per share. All shares are currently exercisable and will expire 10 years from date of grant.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

WHIRLPOOL CORP /DE/

CIK 0000106640

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000106640

Filing Metadata

Form type: 4
Filed: Oct 16, 8:00 PM ET
Accepted: Oct 17, 1:59 PM ET
Size: 18.0 KB

View on SEC.gov