4//SEC Filing
PERIQUITO PAULO F M O 4
Accession 0001224296-06-000004
CIK 0000106640other
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 6:10 PM ET
Size
28.3 KB
Accession
0001224296-06-000004
Insider Transaction Report
Form 4
PERIQUITO PAULO F M O
EXECUTIVE VICE PRESIDENT
Transactions
- Award
Phantom Restricted (Career) Stock
2006-06-15+254.24→ 48,713.01 total→ Common
Holdings
- 33,000
Employee Stock Option (Right to Buy)
→ Common (33,000 underlying) - 1,944
Phantom Restricted Shares (Strategic Excellence Program)
→ Common (1,944 underlying) - 10,335
Employee Stock Option (Right to Buy)
→ Common (10,335 underlying) - 98,082
Common Stock
- 5,000
Employee Stock Option (Right to Buy)
→ Common (5,000 underlying) - 25,000
Phantom Restricted Shares (Special Retention Program)
→ Common (25,000 underlying) - 15,000
Employee Stock Option (Right to Buy)
→ Common (15,000 underlying) - 18,500
Phantom Restricted Shares (Special Retention Program)
→ Common (18,500 underlying) - 12,339
Employee Stock Option (Right to Buy)
→ Common (12,339 underlying)
Footnotes (15)
- [F1]3,000 shares are held in the name of the undersigned's broker.
- [F10]33,000 option shares with cashless exercise and tax withholding rights awarded on 2/14/2000 at the option price of $52.19 per share. All shares are currently exercisable, and will expire 10 years from date of grant.
- [F11]33,000 option shares with cashless exercise and tax withholding rights awarded on 2/19/2001 at the option price of $54.07 per share. All shares are currently exercisable, and will expire 10 years from date of grant.
- [F12]33,000 option shares with cashless exercise and tax withholding rights awarded on 2/18/2002 at the option price of $67.29 per share. All shares are currently exercisable and will expire 10 years from date of grant.
- [F13]33,000 option shares with cashless exercise and tax withholding rights awarded on 2/17/2003 at the option price of $49.60 per share. All shares are currently exercisable and will expire 10 years from date of grant.
- [F14]12,339 option shares with cashless exercise and tax withholding rights awarded on 02/16/2004 at the option price of $72.94 per share. 8,226 shares are currently exercisable, with the remaining one-third becoming exercisable on 02/16/2007. The options will expire 10 years from date of grant.
- [F15]10,335 option shares with cashless exercise and tax withholding rights awarded on 02/20/2006 at the option price of $89.16 per share. Shares will become exercisable as follows: one-third on 02/20/2007; one-third on 02/20/2008; and one-third on 02/20/2009. The options will expire 10 years from the date of grant.
- [F2]Grant of 254.24 phantom shares of common stock ("dividend equivalents") based on original grant of 40,000 phantom stock shares (Career Stock Award) awarded under the Whirlpool 1989 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16b-3(c). 30,000 phantom shares are currently vested, with the remaining shares becoming vested as follows: 10,000 shares on retirement after age 60. As of 06/15/06, 48,713.01 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock.
- [F3]1,944 phantom stock shares (Strategic Excellence Program) awarded on 02/14/2005 under the SEP 2004 grant made pursuant to the Whirlpool Corporation 2002 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Time restrictions on these shares will lapse on 02/14/2007.
- [F4]50,000 phantom stock shares (Special Retention Program) awarded on 10/16/2001 under the Whirlpool Corporation 1998 Omnibus Stock and Incentive Program in transactions exempt under Rule 16(b)-3(c). Remaining phantom shares will vest on 10/16/06. Participants may elect to defer receipt of vested shares. Dividend equivalents will be invested in additional stock.
- [F5]18,500 phantom stock shares (Special Retention Program) awarded on 02/19/2001 under the Whirlpool Corporation 1998 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Phantom shares will become vested as follows: 50% on 2/19/08. Participants may elect to defer receipt of vested shares. Dividend equivalents will be invested in additional stock.
- [F6]15,000 option shares awarded on 4/15/1997 at the option price of $45.75 per share with tax withholding rights. All shares are currently exercisable, and will expire 10 years from date of grant.
- [F7]5,000 option shares awarded on 7/10/1997 at the option price of $52.19 per share with tax withholding rights. All shares are currently exercisable, and will expire 10 years from date of grant.
- [F8]15,000 option shares with cashless exercise and tax withholding rights awarded on 6/15/1998 at the option price of $63.13 per share. All shares are currently exercisable, and will expire 10 years from date of grant.
- [F9]33,000 option shares with cashless exercise and tax withholding rights awarded on 4/5/1999 at the option price of $52.28 per share. All shares are currently exercisable, and will expire 10 years from date of grant.
Documents
Issuer
WHIRLPOOL CORP /DE/
CIK 0000106640
Entity typeother
Related Parties
1- filerCIK 0001224296
Filing Metadata
- Form type
- 4
- Filed
- Jun 15, 8:00 PM ET
- Accepted
- Jun 16, 6:10 PM ET
- Size
- 28.3 KB