4//SEC Filing
WHIRLPOOL CORP /DE/ 4
Accession 0001224296-07-000002
$WHRCIK 0000106640operating
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 4:50 PM ET
Size
27.4 KB
Accession
0001224296-07-000002
Insider Transaction Report
Form 4
PERIQUITO PAULO F M O
EXECUTIVE VICE PRESIDENT
Transactions
- Award
Employee Stock Option (Right to Buy)
2007-02-19+9,754→ 9,754 totalExercise: $94.47→ Common (9,754 underlying) - Award
Phantom Restricted Shares (Strategic Excellence Program)
2007-02-19+6,330→ 6,330 total→ Common (633 underlying)
Holdings
- 33,000
Employee Stock Option (Right to Buy)
→ Common (33,000 underlying) - 5,000
Employee Stock Option (Right to Buy)
→ Common (5,000 underlying) - 125,026
Common Stock
- 12,339
Employee Stock Option (Right to Buy)
→ Common (12,339 underlying) - 49,205.16
Phantom Restricted (Career) Stock
→ Common - 10,335
Employee Stock Option (Right to Buy)
→ Common (10,335 underlying) - 15,000
Employee Stock Option (Right to Buy)
→ Common (15,000 underlying) - 18,500
Phantom Restricted Shares (Special Retention Program)
→ Common (18,500 underlying)
Footnotes (14)
- [F1]3,000 shares are held in the name of the undersigned's broker.
- [F10]33,000 option shares with cashless exercise and tax withholding rights awarded on 2/19/2001 at the option price of $54.07 per share. All shares are currently exercisable, and will expire 10 years from date of grant.
- [F11]33,000 option shares with cashless exercise and tax withholding rights awarded on 2/18/2002 at the option price of $67.29 per share. All shares are currently exercisable and will expire 10 years from date of grant.
- [F12]33,000 option shares with cashless exercise and tax withholding rights awarded on 2/17/2003 at the option price of $49.60 per share. All shares are currently exercisable and will expire 10 years from date of grant.
- [F13]12,339 option shares with cashless exercise and tax withholding rights awarded on 02/16/2004 at the option price of $72.94 per share. All shares are currently exercisable and will expire 10 years from date of grant.
- [F14]10,335 option shares with cashless exercise and tax withholding rights awarded on 02/20/2006 at the option price of $89.16 per share. 3,445 shares are currently exercisable with the remaining shares to become exercisable as follows: one-third on 02/20/2008; and one-third on 02/20/2009. The options will expire 10 years from the date of grant.
- [F2]6,330 phantom stock shares (Strategic Excellence Program) awarded on 02/19/2007 under the SEP 2006 grant of contingent shares made pursuant to the 2002 Whirlpool Corporation Omnibus Stock and Incentive Plan in transaction exempt under Rule 16(b)-3(c). Time restrictions will lapse and shares will become vested on 02/19/2009.
- [F3]9,754 option shares awarded on 02/19/2007 at the option price of $94.47 per share with cashless exercise and tax withholding rights. Shares will become exercisable as follows: one-third on 02/19/2008; one-third on 02/19/2009; and one-third on 02/19/2010. The options will expire 10 years from the date of grant.
- [F4]40,000 phantom stock shares (Career Stock Award) awarded under the Whirlpool 1989 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16b-3(c). 30,000 phantom shares are currently vested, with the remaining shares becoming vested as follows: 10,000 shares on retirement after age 60. As of 12/15/06, the latest date for which information is reasonably available, 49,205.16 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock.
- [F5]18,500 phantom stock shares (Special Retention Program) awarded on 02/19/2001 under the Whirlpool Corporation 1998 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Phantom shares will become vested as follows: 50% on 2/19/08. Participants may elect to defer receipt of vested shares. Dividend equivalents will be invested in additional stock.
- [F6]5,000 option shares awarded on 7/10/1997 at the option price of $52.19 per share with tax withholding rights. All shares are currently exercisable, and will expire 10 years from date of grant.
- [F7]15,000 option shares with cashless exercise and tax withholding rights awarded on 6/15/1998 at the option price of $63.13 per share. All shares are currently exercisable, and will expire 10 years from date of grant.
- [F8]33,000 option shares with cashless exercise and tax withholding rights awarded on 4/5/1999 at the option price of $52.28 per share. All shares are currently exercisable, and will expire 10 years from date of grant.
- [F9]33,000 option shares with cashless exercise and tax withholding rights awarded on 2/14/2000 at the option price of $52.19 per share. All shares are currently exercisable, and will expire 10 years from date of grant.
Documents
Issuer
WHIRLPOOL CORP /DE/
CIK 0000106640
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000106640
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 4:50 PM ET
- Size
- 27.4 KB