4//SEC Filing
WHIRLPOOL CORP /DE/ 4
Accession 0001224296-07-000004
$WHRCIK 0000106640operating
Filed
May 10, 8:00 PM ET
Accepted
May 11, 9:13 AM ET
Size
26.0 KB
Accession
0001224296-07-000004
Insider Transaction Report
Form 4
PERIQUITO PAULO F M O
EXECUTIVE VICE PRESIDENT
Transactions
- Sale
Common Stock
2007-05-09$112.68/sh−33,000$3,718,321→ 125,026 total - Exercise/Conversion
Common Stock
2007-05-09$52.28/sh+33,000$1,725,240→ 158,026 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2007-05-09−33,000→ 0 total→ Common (33,000 underlying)
Holdings
- 33,000
Employee Stock Option (Right to Buy)
→ Common (33,000 underlying) - 12,339
Employee Stock Option (Right to Buy)
→ Common (12,339 underlying) - 9,754
Employee Stock Option (Right to Buy)
→ Common (9,754 underlying) - 18,500
Phantom Restricted Shares (Special Retention Program)
→ Common (18,500 underlying) - 6,330
Phantom Restricted Shares (Strategic Excellence Program)
→ Common (6,330 underlying) - 49,455.52
Phantom Restricted (Career) Stock
→ Common - 10,335
Employee Stock Option (Right to Buy)
→ Common (10,335 underlying)
Footnotes (12)
- [F1]Cashless exercise and immediate sale of 33,000 options through broker of an award granted on 04/05/1999 at the option price of $52.28 per share with the cashless exercise and tax withholding rights. All shares were exercisable and would have expired 10 years from the date of grant.
- [F10]12,339 option shares with cashless exercise and tax withholding rights awarded on 02/16/2004 at the option price of $72.94 per share. All shares are currently exercisable and will expire 10 years from date of grant.
- [F11]10,335 option shares with cashless exercise and tax withholding rights awarded on 02/20/2006 at the option price of $89.16 per share. 3,445 shares are currently exercisable with the remaining shares to become exercisable as follows: one-third on 02/20/2008; and one-third on 02/20/2009. The options will expire 10 years from the date of grant.
- [F12]9,754 option shares awarded on 02/19/2007 at the option price of $94.47 per share with cashless exercise and tax withholding rights. Shares will become exercisable as follows: one-third on 02/19/2008; one-third on 02/19/2009; and one-third on 02/19/2010. The options will expire 10 years from the date of grant.
- [F2]3,000 shares are held in the name of the undersigned's broker.
- [F3]6,330 phantom stock shares (Strategic Excellence Program) awarded on 02/19/2007 under the SEP 2006 grant of contingent shares made pursuant to the 2002 Whirlpool Corporation Omnibus Stock and Incentive Plan in transaction exempt under Rule 16(b)-3(c). Time restrictions will lapse and shares will become vested on 02/19/2009.
- [F4]40,000 phantom stock shares (Career Stock Award) awarded under the Whirlpool 1989 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16b-3(c). 30,000 phantom shares are currently vested, with the remaining shares becoming vested as follows: 10,000 shares on retirement after age 60. As of 03/15/2007, the latest date for which information is reasonably available, 49,455.52 total phantom shares deferred, which includes dividend equivalents earned in phantom restricted stock.
- [F5]18,500 phantom stock shares (Special Retention Program) awarded on 02/19/2001 under the Whirlpool Corporation 1998 Omnibus Stock and Incentive Plan in transactions exempt under Rule 16(b)-3(c). Phantom shares will become vested as follows: 50% on 2/19/08. Participants may elect to defer receipt of vested shares. Dividend equivalents will be invested in additional stock.
- [F6]33,000 option shares with cashless exercise and tax withholding rights awarded on 2/14/2000 at the option price of $52.19 per share. All shares are currently exercisable, and will expire 10 years from date of grant.
- [F7]33,000 option shares with cashless exercise and tax withholding rights awarded on 2/19/2001 at the option price of $54.07 per share. All shares are currently exercisable, and will expire 10 years from date of grant.
- [F8]33,000 option shares with cashless exercise and tax withholding rights awarded on 2/18/2002 at the option price of $67.29 per share. All shares are currently exercisable and will expire 10 years from date of grant.
- [F9]33,000 option shares with cashless exercise and tax withholding rights awarded on 2/17/2003 at the option price of $49.60 per share. All shares are currently exercisable and will expire 10 years from date of grant.
Documents
Issuer
WHIRLPOOL CORP /DE/
CIK 0000106640
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000106640
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 9:13 AM ET
- Size
- 26.0 KB