MINDSPEED TECHNOLOGIES INC·4

Aug 20, 6:13 PM ET

CARROLL DAVID W 4

4 · MINDSPEED TECHNOLOGIES INC · Filed Aug 20, 2003

Insider Transaction Report

Form 4
Period: 2003-08-15
CARROLL DAVID W
Vice President
Transactions
  • Award

    Stock Option (Right to Buy)

    2003-08-15+100,000100,000 total
    Exercise: $2.65From: 2004-08-15Exp: 2013-08-15Common Stock (100,000 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $1.00From: 2003-11-05Exp: 2010-11-05Common Stock (44,687 underlying)
    44,687
  • Stock Option (Right to Buy)

    Exercise: $1.70From: 2003-06-27Exp: 2007-12-05Common Stock (886 underlying)
    886
  • Stock Option (Right to Buy)

    Exercise: $2.04From: 2003-04-26Exp: 2010-04-26Common Stock (21,449 underlying)
    21,449
  • Stock Option (Right to Buy)

    Exercise: $1.89From: 2003-06-27Exp: 2009-01-04Common Stock (26,815 underlying)
    26,815
  • Stock Option (Right to Buy)

    Exercise: $2.36From: 2001-01-04Exp: 2010-04-03Common Stock (14,304 underlying)
    14,304
  • Common Stock

    (indirect: By Savings Plan - CNXT)
    1,946
  • Stock Option (Right to Buy)

    Exercise: $2.36From: 2001-07-24Exp: 2010-04-03Common Stock (16,093 underlying)
    16,093
  • Common Stock

    (indirect: By Savings Plan - MND)
    351
  • Stock Option (Right to Buy)

    Exercise: $1.80From: 2002-03-30Exp: 2009-03-30Common Stock (90,441 underlying)
    90,441
  • Stock Option (Right to Buy)

    Exercise: $1.80From: 2002-03-30Exp: 2011-03-29Common Stock (33,198 underlying)
    33,198
Footnotes (4)
  • [F1]Shares represented by Company stock fund units under the Conexant Systems, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.
  • [F2]Shares represented by Company stock fund units under the Mindspeed Technologies, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.
  • [F3]Options become exercisable in whole or part (but only for a whole number of shares) as to one-fourth of the option shares beginning on this date and as to an additional one-fourth of the option shares beginning on the first, second and third anniversaries thereof.
  • [F4]Options become exercisable in whole or part (but only for a whole number of shares) as to one-third of the option shares beginning on this date and as to an additional one-third of the option shares beginning on the first and second anniversaries thereof.

Documents

1 file
  • 4
    car94.xmlPrimary