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4//SEC Filing

CARROLL DAVID W 4

Accession 0001224370-05-000009

CIK 0001224370other
View on SEC.govCompany Profile

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 5:35 PM ET

Size

24.1 KB

Accession

0001224370-05-000009

Insider Transaction Report

Form 4
Period: 2005-01-28
MINDSPEED TECHNOLOGIES, INCMSPD
CARROLL DAVID W
Vice President
Transactions
  • Award

    Stock Option (Right to Buy)

    2005-01-28+100,000→ 100,000 total
    Exercise: $2.28From: 2005-07-28Exp: 2013-01-28→ Common Stock (100,000 underlying)
Holdings

  • Common Stock

    (indirect: By Savings Plan - CNXT)
    1,954

  • Common Stock

    (indirect: By Savings Plan - MSPD)
    2,108

  • Common Stock

    (indirect: By Savings Plan - ROK)
    278

  • Stock Option (Right to Buy)

    Exercise: $1.80From: 2002-03-30Exp: 2011-03-29→ Common Stock (33,198 underlying)
    33,198

  • Stock Option (Right to Buy)

    Exercise: $3.55From: 2005-07-30Exp: 2012-07-30→ Common Stock (50,000 underlying)
    50,000

  • Stock Option (Right to Buy)

    Exercise: $2.65From: 2004-08-15Exp: 2013-08-15→ Common Stock (100,000 underlying)
    100,000

  • Stock Option (Right to Buy)

    Exercise: $1.70From: 2003-06-27Exp: 2007-12-05→ Common Stock (886 underlying)
    886

  • Stock Option (Right to Buy)

    Exercise: $1.89From: 2003-06-27Exp: 2009-01-04→ Common Stock (26,815 underlying)
    26,815

  • Stock Option (Right to Buy)

    Exercise: $1.80From: 2002-03-30Exp: 2009-03-30→ Common Stock (90,441 underlying)
    90,441

  • Stock Option (Right to Buy)

    Exercise: $2.36From: 2001-01-04Exp: 2010-04-03→ Common Stock (14,304 underlying)
    14,304

  • Stock Option (Right to Buy)

    Exercise: $2.36From: 2001-07-24Exp: 2010-04-03→ Common Stock (16,093 underlying)
    16,093

  • Stock Option (Right to Buy)

    Exercise: $2.04From: 2003-04-26Exp: 2010-04-26→ Common Stock (21,449 underlying)
    21,449

  • Stock Option (Right to Buy)

    Exercise: $1.00From: 2003-11-05Exp: 2010-11-05→ Common Stock (44,687 underlying)
    44,687
Footnotes (7)
  • [F1]Shares represented by Company stock fund units under the Conexant Systems, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.
  • [F2]Shares represented by Company stock fund units under the Mindspeed Technologies, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.
  • [F3]Shares represented by Company stock fund units under the Rockwell International Corporation Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.
  • [F4]Options become exercisable in whole or part (but only for a whole number of shares) as to one-half of the option shares beginning on this date and as to an additional one-half of the option shares on the one year anniversary of the date of grant.
  • [F5]Options become exercisable in whole or part (but only for a whole number of shares) as to one-third of the option shares beginning on this date and as to an additional one-third of the option shares beginning on the first and second anniversaries thereof.
  • [F6]Options become exercisable in whole or part (but only for a whole number of shares) as to one-fourth of the option shares beginning on this date and as to an additional one-fourth of the option shares beginning on the first, second and third anniversaries thereof.
  • [F7]The option was granted on July 30, 2004 and vests as to 1/4 of the total number of shares subject to the option on the one year anniversary of the date of grant, and 1/48 of the total number of shares subject to the option each month for the remaining thirty six (36) months thereafter.

Documents

1 file

Issuer

MINDSPEED TECHNOLOGIES, INC

CIK 0001224370

→
Entity typeother

Related Parties

1
  • filerCIK 0001244996

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 5:35 PM ET
Size
24.1 KB
View on SEC.gov